0000912593-23-000039.txt : 20230208 0000912593-23-000039.hdr.sgml : 20230208 20230208193321 ACCESSION NUMBER: 0000912593-23-000039 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Underwood Baxter CENTRAL INDEX KEY: 0001444689 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12616 FILM NUMBER: 23600635 MAIL ADDRESS: STREET 1: 14785 PRESTON RD STREET 2: 9TH FLOOR CITY: DALLAS STATE: TX ZIP: 75254 FORMER NAME: FORMER CONFORMED NAME: UNDERWOOD BAXTER DATE OF NAME CHANGE: 20080908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN COMMUNITIES INC CENTRAL INDEX KEY: 0000912593 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 382730780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27777 FRANKLIN ROAD STREET 2: SUITE 300 CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 2482082500 MAIL ADDRESS: STREET 1: 27777 FRANKLIN ROAD STREET 2: SUITE 300 CITY: SOUTHFIELD STATE: MI ZIP: 48034 5 1 wf-form5_167590278451821.xml FORM 5 X0306 5 2022-12-31 0 0 0 0000912593 SUN COMMUNITIES INC SUI 0001444689 Underwood Baxter 14785 PRESTON ROAD, 9TH FLOOR DALLAS TX 75254 0 1 0 0 CEO - Safe Harbor Marinas, LLC SERIES H PREFERRED OPERATING PARTNERSHIP UNITS 2022-11-07 5 G 0 61703 0 D COMMON STOCK, $0.01 PAR VALUE 37623.0 0 I See footnote SERIES H PREFERRED OPERATING PARTNERSHIP UNITS COMMON STOCK, $0.01 PAR VALUE 12540.0 20567 I See footnote SERIES H PREFERRED OPERATING PARTNERSHIP UNITS COMMON STOCK, $0.01 PAR VALUE 18850.0 30343 D Issued by the Issuer's operating partnership, Sun Communities Operating Limited Partnership. Each series H Preferred OP Unit can be exchanged for a number of shares of the Issuer's common stock equal to the quotient obtained by dividing $100.00 by $164.00 (as such ratio is subject to adjustments for certain capital events) at the holder's option and have no expiration date. Owned by a family limited partnership. On November 7, 2022, the family limited partnership transferred all the Series H Preferred OP Units that it held to various trusts. 20,567 of such Series H Preferred OP Units were transferred to an irrevocable trust of which the reporting person is a trustee and a beneficiary. Baxter R. Underwood 2023-02-08