0001562180-18-000954.txt : 20180214 0001562180-18-000954.hdr.sgml : 20180214 20180214181819 ACCESSION NUMBER: 0001562180-18-000954 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watorek Jeffrey J. CENTRAL INDEX KEY: 0001702879 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22462 FILM NUMBER: 18615034 MAIL ADDRESS: STREET 1: 3556 LAKESHORE ROAD CITY: BLASDELL STATE: NY ZIP: 14219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIBRALTAR INDUSTRIES, INC. CENTRAL INDEX KEY: 0000912562 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 161445150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3556 LAKE SHORE ROAD STREET 2: P O BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 BUSINESS PHONE: 7168266500 MAIL ADDRESS: STREET 1: GATEWAY EXECUTIVE PARK STREET 2: 3556 LAKE SHORE ROAD PO BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 FORMER COMPANY: FORMER CONFORMED NAME: GIBRALTAR STEEL CORP DATE OF NAME CHANGE: 19930924 5 1 primarydocument.xml PRIMARY DOCUMENT X0306 5 2017-12-31 false 0 0 0000912562 GIBRALTAR INDUSTRIES, INC. ROCK 0001702879 Watorek Jeffrey J. 3556 LAKE SHORE ROAD P.O. BOX 2028 BUFFALO NY 14219-0228 false true false false VP, Treasurer, Secretary Common Stock (401k) 2017-06-19 5 P false 3.498 34.797 A 362.928 I 401k Common Stock (401k) 2017-06-30 5 S false 69.603 35.57 D 293.325 I 401k Common Stock (401k) 2017-07-05 5 P false 0.471 35.92 A 293.796 I 401k Common Stock (401k) 2017-07-06 5 P false 0.117 35.90 D 293.679 I 401k Common Stock (401k) 2017-07-17 5 P false 0.501 33.77 A 294.18 I 401k Common Stock (401k) 2017-07-31 5 P false 0.565 29.95 A 294.745 I 401k Common Stock (401k) 2017-08-14 5 P false 0.067 28.81 A 294.812 I 401k Common Stock (401k) 2017-08-14 5 P false 0.234 28.97 A 295.046 I 401k Common Stock (401k) 2017-08-14 5 P false 0.585 28.92 A 295.631 I 401k Common Stock (401k) 2017-08-28 5 P false 0.241 28.17 A 295.872 I 401k Common Stock (401k) 2017-08-28 5 P false 0.068 28.09 A 295.94 I 401k Common Stock (401k) 2017-08-28 5 P false 0.598 28.29 A 296.538 I 401k Common Stock (401k) 2017-09-01 5 P false 33.519 29.43 A 330.057 I 401k Common Stock (401k) 2017-09-01 5 P false 0.064 29.69 A 330.121 I 401k Common Stock (401k) 2017-09-11 5 P false 0.586 28.87 A 330.707 I 401k Common Stock (401k) 2017-09-25 5 P false 0.571 29.63 A 331.278 I 401k Common Stock (401k) 2017-10-10 5 P false 0.53 31.92 A 331.808 I 401k Common Stock (401k) 2017-10-23 5 P false 0.517 32.73 A 332.325 I 401k Common Stock (401k) 2017-11-06 5 P false 0.511 33.11 A 332.836 I 401k Common Stock (401k) 2017-11-20 5 P false 0.531 31.86 A 333.367 I 401k Common Stock (401k) 2017-12-04 5 P false 0.538 31.45 A 333.905 I 401k Common Stock 2632.00 D Discretionary RSU (Feb 2016) 1200.00 D Discretionary RSU (May 2017) 2000.00 D Performance Stock Units (April 2017) 2023.00 D RSU (LTIP 4/3/2017) 506.00 D RSU (LTIP 9/4/2014) 299.00 D RSU (LTIP 9/4/2015) 618.00 D RSU (LTIP 9/6/2016) 426.00 D Option (September 2008) 22.16 2018-09-09 Common Stock 1000.00 1000.00 D Option (September 2009) 13.72 2019-09-14 Common Stock 2000.00 2000.00 D Option (September 2010) 8.90 2020-09-13 Common Stock 2000.00 2000.00 D Option (September 2011) 9.74 2021-09-13 Common Stock 2500.00 2500.00 D Reflects shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan through ordinary course deferrals of compensation by the Reporting Person together with matching Company purchases of common stock of the Company, all in accordance with the terms of the Company's 401(k) Plan during the period April 1, 2017 through June 30, 2017. Reflects average purchase price for shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan through ordinary course deferrals of compensation by the Reporting Person together with matching Company purchases of common stock of the Company, all in accordance with the terms of the Company's 401(k) Plan during the period April 1, 2017 through June 30, 2017. Reflects a sale of shares of common stock held for the benefit of the Reporting Person under the terms of the Company's 401(k) Plan in connection with a plan loan extended by the 401(k) Plan to the Reporting Person. The sale of shares by the Company's 401(k) Pan was the result of inadvertent administrative error. There were no short swing profits realized by the Reporting Person as a result of purchases of common stock of the Company made for the benefit of the Reporting Person during the six month period preceding the sale of shares of the Company's common stock in connection with the loan made by the Company's 401(k) Plan. Reflects shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan through ordinary course deferrals of compensation by the Reporting Person together with matching Company purchases of common stock of the Company, all in accordance with the terms of the Company's 401(k) Plan. Short swing profits in the amount of $245.48 realized by the Reporting Person in connection with all 401(k) Plan purchases made on behalf of the Reporting Person during the six month period following the sale of shares of common stock of the Company in connection with the 401(k) Plan loan have been disgorged to the Company. Reflects a sale of shares of common stock held for the benefit of the Reporting Person under the terms of the Company's 401(k) Plan in connection with the recovery of the 401(k) plan loan set up fee from the Reporting Person's account under the Company's 401(k) Plan. The sale of shares by the Company's 401(k) Plan was the result of inadvertent administrative error. There were no short swing profits realized by the Reporting Person as a result of purchases of common stock of the Company made for the benefit of the Reporting Person under the Company's 401(k) Plan during the six month period preceding the sale of shares of the Company's common stock in connection with the recovery of the 401(k) plan loan set up fee from the Reporting Person's account under the terms of the Company's 401(k) Plan. Reflects shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan in connection with the Reporting Person's repayment of the loan from the Company's 401(k) Plan. Short swing profits in the amount of $245.48 realized by the Reporting Person in connection with all 401(k) Plan purchases made on behalf of the Reporting Person during the six month period following the sale of shares of common stock of the Company in connection with the 401(k) Plan loan have been disgorged to the Company. Twenty-five percent (25%) of the total number of options granted vest and become exercisable on each anniversary grant date. /s/ Paul J. Schulz, Attorney in Fact for Jeffrey J. Watorek 2018-02-13 EX-24 2 watorekpoa.txt WATOREK POWER OF ATTORNEY JEFFREY J. WATOREK LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Michael E. Storck, Paul J. Schulz, Elise M. DeRose and Sean P. Balkin, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Gibraltar Industries, Inc., a Delaware corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to each of the undersigned's attorneys-in-fact appointed by this Power of Attorney and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor either of such attorneys-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to each such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of March, 2017. ___________________________________ Jeffrey J. Watorek STATE OF NEW YORK SS: COUNTY OF ERIE On the 28th day of March in the year 2017, before me, the undersigned, a notary public in and for said state, personally appeared Jeffrey J. Watorek, an individual(s) whose name(s) is (are) subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s) or the person upon behalf of which the individual(s) acted, executed the instrument. _____________________________ Notary Public