0001127602-21-012938.txt : 20210405 0001127602-21-012938.hdr.sgml : 20210405 20210405130333 ACCESSION NUMBER: 0001127602-21-012938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210403 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watorek Jeffrey J. CENTRAL INDEX KEY: 0001702879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22462 FILM NUMBER: 21804538 MAIL ADDRESS: STREET 1: 3556 LAKESHORE ROAD CITY: BLASDELL STATE: NY ZIP: 14219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIBRALTAR INDUSTRIES, INC. CENTRAL INDEX KEY: 0000912562 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 161445150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3556 LAKE SHORE ROAD STREET 2: P O BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 BUSINESS PHONE: 7168266500 MAIL ADDRESS: STREET 1: GATEWAY EXECUTIVE PARK STREET 2: 3556 LAKE SHORE ROAD PO BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 FORMER COMPANY: FORMER CONFORMED NAME: GIBRALTAR STEEL CORP DATE OF NAME CHANGE: 19930924 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-03 0000912562 GIBRALTAR INDUSTRIES, INC. ROCK 0001702879 Watorek Jeffrey J. 3556 LAKE SHORE ROAD P.O. BOX 2028 BUFFALO NY 14219-0228 1 VP, Treasurer, Secretary Common Stock 2021-04-03 4 A 0 127 0 A 3638 D Common Stock 2021-04-03 4 F 0 54 93.68 D 3584 D RSU (LTIP 4/3/2017) 2021-04-03 4 D 0 127 0 D 0 D Common Stock (401k) 333.905 I 401k Discretionary RSU (March 2021) 460 D Performance Stock Unit (March 2019) 3775 D Performance Stock Unit (March 2021) 1642 D Performance Stock Unit (March 2020) 2914 D Restricted Stock Unit (LTIP 3/1/2019) 272 D Restricted Stock Unit (LTIP 3/1/2021) 274 D Restricted Stock Units (LTIP 3/1/2018) 158 D Restricted Stock Unit (LTIP 3/2/2020) 333 D Restricted Stock Unit (2018 MSPP Match) Common Stock 259.5 259.5 D Represents the conversion of restricted stock units awarded as part of the Company 's Long Term Incentive Plan into common stock upon vesting. Represents common stock retained by the Company upon conversion of Reporting Person's restricted stock units into shares of common stock in satisfaction of the Reporting Person's individual minimum statutory withholding obligation. Represents restricted stock units awarded as part of the Company 's Long Term Incentive Plan. Twenty-five percent (25%) of the total units awarded vest and are payable, solely in shares of common stock of the Company, on April 3, 2018 and on each April 3rd thereafter through April 3, 2021. Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan. Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company. /s/ Lori A. Rizzo, Attorney-in-Fact for Jeffrey J. Watorek 2021-04-05