0001226246-12-000005.txt : 20121205 0001226246-12-000005.hdr.sgml : 20121205 20121205174240 ACCESSION NUMBER: 0001226246-12-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121203 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SECOR DENNIS R CENTRAL INDEX KEY: 0001226246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 121244622 MAIL ADDRESS: STREET 1: C/O GUESS?, INC. STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-03 0000912463 GUESS INC GES 0001226246 SECOR DENNIS R C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 0 1 0 0 SVP & CFO Common Stock 2012-12-03 4 M 0 20000 21.62 A 76968 D Common Stock 2012-12-03 4 M 0 10000 22.03 A 86968 D Common Stock 2012-12-03 4 S 0 30000 25.63 D 56968 D Employee Stock Option (right to buy) 21.62 2012-12-03 4 M 0 20000 0 D 2018-10-30 Common Stock 20000 0 D Employee Stock Option (right to buy) 22.03 2012-12-03 4 M 0 10000 0 D 2019-04-14 Common Stock 10000 5000 D Includes 579 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c). The reported price represents the weighted average price for shares sold in multiple transactions ranging from $25.525 to $25.76. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. This option vested in four equal installments on March 29, 2010 and October 30 of 2010, 2011 and 2012. As previously announced by the Issuer, Mr. Secor has resigned from his positions with the Issuer effective December 7, 2012. Under the terms of the Issuer's equity incentive plan, any vested options not exercised within 60 days of Mr. Secor's termination date shall be forfeited. This option vests in four equal installments on December 31 of 2009, 2010, 2011 and 2012. /s/ Jason T. Miller (attorney-in-fact) 2012-12-05