0001173879-21-000004.txt : 20210209 0001173879-21-000004.hdr.sgml : 20210209 20210209192651 ACCESSION NUMBER: 0001173879-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210205 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 21608569 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-05 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS INC. 1444 S. ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Chief Creative Officer Common Stock 2021-02-05 4 A 0 91347 0 A 247098 D Common Stock 9966935 I by Paul Marciano Trust Common Stock 105977 I by Exempt Gift Trust Common Stock 370309 I by Nonexempt Gift Trust Common Stock 349491 I by PM Special Exempt Trust Common Stock 170666 I by G Financial Holdings, LLC Common Stock 339005 I by G Financial Holdings II, LLC Common Stock 1481700 I by NRG Capital Holdings, LLC Common Stock 4598087 I by MM Trust Common Stock 103801 I by Next Step Capital, LLC Common Stock 554940 I by Next Step Capital II, LLC Common Stock 1691709 I By MM Charitable Remainder Unitrust II Common Stock 1760000 I By MM CRUT, LLC Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Shares are held by the Paul Marciano Trust dated, 2/20/86. Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Paul Marciano Special Exempt Trust. Shares are held by G Financial Holdings, LLC. Shares are held by G Financial Holdings II, LLC. Shares are held by NRG Capital Holdings, LLC. Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person was appointed trustee of such entity on August 18, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Next Step Capital, LLC. The reporting person was appointed investment director of such entity on August 23, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Next Step Capital II, LLC. The reporting person was appointed investment director of such entity on August 23, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person was appointed as investment committee member of the trustee of such entity on August 22, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by MM CRUT, LLC. The reporting person was appointed investment director of such entity on August 22, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. /s/ Jason T. Miller (Attorney-in-fact) 2021-02-09