0001173879-20-000007.txt : 20200415
0001173879-20-000007.hdr.sgml : 20200415
20200415170701
ACCESSION NUMBER: 0001173879-20-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200413
FILED AS OF DATE: 20200415
DATE AS OF CHANGE: 20200415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARCIANO PAUL
CENTRAL INDEX KEY: 0001173879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11893
FILM NUMBER: 20794359
MAIL ADDRESS:
STREET 1: C/O GUESS INC
STREET 2: 1444 S ALAMEDA ST
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUESS INC
CENTRAL INDEX KEY: 0000912463
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
IRS NUMBER: 953679695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
BUSINESS PHONE: (213) 765-3100
MAIL ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
FORMER COMPANY:
FORMER CONFORMED NAME: GUESS INC ET AL/CA/
DATE OF NAME CHANGE: 19940902
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-04-13
0000912463
GUESS INC
GES
0001173879
MARCIANO PAUL
C/O GUESS?, INC.
1444 SOUTH ALAMEDA STREET
LOS ANGELES
CA
90021
1
1
1
0
Chief Creative Officer
Common Stock
2020-04-13
4
A
0
39785
0
A
154998
D
Common Stock
2020-04-13
4
A
0
205339
0
A
360337
D
Common Stock
9492421
I
by Paul Marciano Trust
Common Stock
105977
I
by Exempt Gift Trust
Common Stock
370309
I
by Nonexempt Gift Trust
Common Stock
349491
I
by PM Special Exempt Trust
Common Stock
170666
I
by G Financial Holdings, LLC
Common Stock
339005
I
by G Financial Holdings II, LLC
Common Stock
1481700
I
by NRG Capital Holdings, LLC
Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in three equal installments upon achievement. Since the performance criteria was met, one-third of the award (68,446 shares) vested April 13, 2020, with the remaining two installments scheduled to vest on January 30 of 2021 and 2022.
Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
Shares are held by Exempt Gift Trust under the Next Step Trust, of which the reporting is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power.
Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his minor children.
/s/ Jason T. Miller (Attorney-in-fact)
2020-04-15