0001173879-20-000007.txt : 20200415 0001173879-20-000007.hdr.sgml : 20200415 20200415170701 ACCESSION NUMBER: 0001173879-20-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 20794359 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-04-13 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Chief Creative Officer Common Stock 2020-04-13 4 A 0 39785 0 A 154998 D Common Stock 2020-04-13 4 A 0 205339 0 A 360337 D Common Stock 9492421 I by Paul Marciano Trust Common Stock 105977 I by Exempt Gift Trust Common Stock 370309 I by Nonexempt Gift Trust Common Stock 349491 I by PM Special Exempt Trust Common Stock 170666 I by G Financial Holdings, LLC Common Stock 339005 I by G Financial Holdings II, LLC Common Stock 1481700 I by NRG Capital Holdings, LLC Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in three equal installments upon achievement. Since the performance criteria was met, one-third of the award (68,446 shares) vested April 13, 2020, with the remaining two installments scheduled to vest on January 30 of 2021 and 2022. Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest. Shares are held by Exempt Gift Trust under the Next Step Trust, of which the reporting is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power. Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person. Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person. Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his minor children. /s/ Jason T. Miller (Attorney-in-fact) 2020-04-15