0001173879-13-000005.txt : 20131001 0001173879-13-000005.hdr.sgml : 20131001 20131001183939 ACCESSION NUMBER: 0001173879-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 131128117 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-02 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Vice Chairman and CEO Common Stock 2013-07-01 5 G 0 52264 0 D 1362633 I by G Financial Holdings II, LLC Common Stock 2012-07-02 4 G 0 52417 0 A 52417 I by Exempt Gift Trust Common Stock 2013-09-27 4 S 0 72500 30.15 D 1509200 I by NRG Capital Holdings, LLC Common Stock 2013-10-01 4 S 0 27500 30.05 D 1481700 I by NRG Capital Holdings, LLC Common Stock 107925 D Common Stock 266419 I by G4 GRAT Common Stock 6601759 I by Paul Marciano Trust Common Stock 1164971 I by MFH II, LLC Common Stock 170666 I by G Financial Holdings, LLC Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest. Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person. Shares are held by the Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children. Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person is the sole trustee and has exclusive pecuniary interest. Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest. Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children. Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person. /s/ Jason T. Miller (attorney-in-fact) 2013-10-01