0001173879-11-000004.txt : 20110419 0001173879-11-000004.hdr.sgml : 20110419 20110419172506 ACCESSION NUMBER: 0001173879-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110415 FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 11768834 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-15 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Vice Chairman & CEO Common Stock 2011-04-15 4 A 0 38000 0 A 65950 D Common Stock 7134636 I by Paul Marciano Trust Common Stock 1164971 I by MFH IV, LLC Common Stock 1581700 I by NRG Capital Holdings II, LLC Common Stock 1332568 I by G Financial Holdings, LLC Common Stock 333716 I by G2 GRAT Employee Stock Option (right to buy) 38.90 2011-04-15 4 A 0 44300 0 A 2021-04-15 Common Stock 44300 44300 D Acquired pursuant to Issuer's employee equity incentive plan. Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest. Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children. Shares are held by NRG Capital Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children. Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person. Shares are held by G2 GRAT, a grantor retained annuity trust of which the reporting person acts as investment advisor and has sole investment power. The option vests in four equal installments on December 31 of each 2011, 2012, 2013 and 2014. /s/ Jason T. Miller (attorney-in-fact) 2011-04-19