-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7QYeK1GtbGjZsTCfNY2KPpPExy+bE6QypJ6D3K6WMdkWNmqpC+MbMXyH+KPPW+Q 0/aBBvLfKM/Vca40o3ejOg== 0001173879-10-000002.txt : 20100401 0001173879-10-000002.hdr.sgml : 20100401 20100401191123 ACCESSION NUMBER: 0001173879-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100330 FILED AS OF DATE: 20100401 DATE AS OF CHANGE: 20100401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 10726227 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-30 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Vice Chairman & CEO Common Stock 2010-03-30 4 M 0 100000 7.795 A 116150 D Common Stock 2010-03-30 4 M 0 50000 8.68 A 166150 D Common Stock 2010-03-30 4 S 0 125000 47.00 D 41150 D Common Stock 2010-03-30 4 S 0 25000 47.10 D 16150 D Common Stock 2010-04-01 4 A 0 200000 0 A 216150 D Common Stock 2010-04-01 4 F 0 93350 47.20 D 122800 D Common Stock 1164972 I by MFH II, LLC Common Stock 7286011 I by Paul Marciano Trust Common Stock 1681700 I by NRG Capital Holdings, LLC Common Stock 4733 I by JS GRAT Common Stock 2000000 I by G Financial Holdings, LLC Employee Stock Option (right to buy) 7.795 2010-03-30 4 M 0 100000 0 D 2014-02-26 Common Stock 100000 0 D Employee Stock Option (right to buy) 8.68 2010-03-30 4 M 0 50000 0 D 2015-06-20 Common Stock 50000 0 D Reflects changes in form of indirect ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest. Received upon achievement of previously established earnings per share growth target. Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children. Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest. Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children. Shares are held by JS GRAT, a grantor retained annuity trust of which the reporting person acts as investment advisor and has sole investment power. Share are held by G Financial Holdings, LLC which is indirectly owned by the reporting person. The option vested in full on 6/20/2005. This option vested in full on 12/31/08. /s/ Jason T. Miller (attorney-in-fact) 2010-04-01 -----END PRIVACY-ENHANCED MESSAGE-----