-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RbjBaxDPzn7OxoMHpCMNThv5vcg5zptTXYqgjNBr4g+m0f6fEubKnGqdB+o6N3jS xTQzyjP9v5nqxqUkWx1U0A== 0001173873-05-000004.txt : 20051213 0001173873-05-000004.hdr.sgml : 20051213 20051213215227 ACCESSION NUMBER: 0001173873-05-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051209 FILED AS OF DATE: 20051213 DATE AS OF CHANGE: 20051213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANE ALICE CENTRAL INDEX KEY: 0001173873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 051262473 BUSINESS ADDRESS: BUSINESS PHONE: 2137653210 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-09 0000912463 GUESS INC GES 0001173873 KANE ALICE C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 0 0 0 Common Stock 2005-12-09 4 M 0 3000 17.64 A 15500 D Common Stock 2005-12-09 4 M 0 2410 20.75 A 17910 D Common Stock 2005-12-09 4 M 0 750 4.301 A 18660 D Common Stock 2005-12-09 4 M 0 750 6.51 A 19410 D Common Stock 2005-12-09 4 M 0 2250 7.10 A 21660 D Common Stock 2005-12-09 4 M 0 1875 4.15 A 23535 D Common Stock 2005-12-09 4 M 0 1875 12.00 A 25410 D Common Stock 2005-12-09 4 M 0 6250 12.00 A 31660 D Common Stock 2005-12-09 4 M 0 1478 11.98 A 33138 D Common Stock 2005-12-09 4 S 0 20638 36.20 D 12500 D Stock Option (right to buy) 17.64 2005-12-09 4 M 0 3000 D 2010-01-03 Common Stock 3000 0 D Stock Option (right to buy) 20.75 2005-12-09 4 M 0 2410 D 2010-01-03 Common Stock 2410 0 D Stock Option (right to buy) 4.301 2005-12-09 4 M 0 750 D 2011-01-02 Common Stock 750 0 D Stock Option (right to buy) 6.51 2005-12-09 4 M 0 750 D 2012-01-02 Common Stock 750 750 D Stock Option (right to buy) 7.10 2005-12-09 4 M 0 2250 D 2012-05-13 Common Stock 2250 1125 D Stock Option (right to buy) 4.15 2005-12-09 4 M 0 1875 D 2013-01-02 Common Stock 1875 5625 D Stock Option (right to buy) 12.00 2005-12-09 4 M 0 1875 D 2014-01-02 Common Stock 1875 5625 D Stock Option (right to buy) 12.00 2005-12-09 4 M 0 6250 D 2014-01-02 Common Stock 6250 0 D Stock Option (right to buy) 11.98 2005-12-09 4 M 0 1478 D 2015-01-03 Common Stock 1478 4000 D The options became exercisable in four equal installments on 1/3/01, 1/3/02, 1/3/03 and 1/3/04. The options became exercisable in four approximately equal installments on 4/2/00, 7/2/00, 10/1/00, 1/1/01. The option grant consisted of 3,000 shares. 750 of the options became exercisable on each 1/2/02, 1/2/03, 1/2/04 and 1/2/05. 2,250 of the options were previously exercised and sold. The option grant consisted of 3,000 shares, 750 of the options became exercisable on each 1/2/03, 1/2/04 and 1/2/05, and 750 will become exercisable on 1/2/06. 1,500 of the options were previously exercised and sold. The option grant consisted of 4,500 shares, 1,125 of the options became exercisable on each 5/13/03, 5/13/04 and 5/13/05, and 1,125 will become exercisable on 5/13/06. 1,125 of the options were previously exercised and sold. The option grant consisted of 7,500 shares, 1,875 of the options became exercisable on each 1/2/04 and 1/2/05; 1,875 of the options will become exercisable on each 1/2/06 and 1/2/07. 1,125 of the options were previously exercised and sold. 1,875 of the options became exercisable on 1/2/05 and 1,875 of the options become exercisable on each 1/2/06, 1/2/07 and 1/2/08. The options became exercisable in four approximately equal installments on 4/2/04, 7/2/04, 10/2/04 and 1/2/05. The options became exercisable in four approximately equal installments on 4/3/05, 7/3/05, 10/3/05 and 1/3/06. Not applicable. s/ Alice Kane 2005-12-13 -----END PRIVACY-ENHANCED MESSAGE-----