-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MnOu3rKf8Wsuaj69VVtFCBpmR2h/xf+1zsdy/qIWiMKlBpAiHsEi3dcRAq512XE3 hevH0zxXAONDB0tI9Ochjg== 0001173873-04-000002.txt : 20040311 0001173873-04-000002.hdr.sgml : 20040311 20040311163635 ACCESSION NUMBER: 0001173873-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040308 FILED AS OF DATE: 20040311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC ET AL/CA/ CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1444 SOUTH ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: 2137653100 MAIL ADDRESS: STREET 1: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANE ALICE CENTRAL INDEX KEY: 0001173873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 04663322 BUSINESS ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: 2137653210 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-08 0000912463 GUESS INC ET AL/CA/ GES 0001173873 KANE ALICE C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 0 0 0 Common Stock 2004-03-08 4 M 0 19948 4.15 A 31948 D Common Stock 2004-03-08 4 M 0 2250 4.301 A 34198 D Common Stock 2004-03-08 4 M 0 7250 4.303 A 41448 D Common Stock 2004-03-08 4 M 0 9882 5.06 A 51330 D Common Stock 2004-03-08 4 M 0 10504 5.063 A 61834 D Common Stock 2004-03-08 4 M 0 1500 6.51 A 63334 D Common Stock 2004-03-08 4 M 0 4647 7.10 A 67981 D Common Stock 2004-03-08 4 M 0 6528 7.66 A 74509 D Common Stock 2004-03-08 4 S 0 18073 17.057 D 56436 D Common Stock 2004-03-08 4 S 0 1875 17.00 D 54561 D Common Stock 2004-03-08 4 S 0 2250 17.007 D 52311 D Common Stock 2004-03-08 4 S 0 5000 16.8777 D 47311 D Common Stock 2004-03-08 4 S 0 2250 16.83 D 45061 D Common Stock 2004-03-08 4 S 0 9882 16.8382 D 35179 D Common Stock 2004-03-08 4 S 0 627 16.82 D 34552 D Common Stock 2004-03-08 4 S 0 9877 16.6961 D 24675 D Common Stock 2004-03-08 4 S 0 1500 16.60 D 23175 D Common Stock 2004-03-08 4 S 0 3522 16.5683 D 19653 D Common Stock 2004-03-08 4 S 0 1125 16.55 D 18528 D Common Stock 2004-03-08 4 S 0 6528 16.6256 D 12000 D Stock Option (right to buy) 4.15 2004-03-08 4 M 0 18073 D 2013-01-02 Common Stock 18073 0 D Stock Option (right to buy) 4.15 2004-03-08 4 M 0 1875 D 2013-01-02 Common Stock 1875 0 D Stock Option (right to buy) 4.301 2004-03-08 4 M 0 2250 D 2011-01-02 Common Stock 2250 750 D Stock Option (right to buy) 4.303 2004-03-08 4 M 0 5000 D 2008-06-03 Common Stock 5000 0 D Stock Option (right to buy) 4.303 2004-03-08 4 M 0 2250 D 2009-01-04 Common Stock 2250 0 D Stock Option (right to buy) 5.06 2004-03-08 4 M 0 9882 D 2011-01-02 Common Stock 9882 0 D Stock Option (right to buy) 5.063 2004-03-08 4 M 0 627 D 2008-06-03 Common Stock 627 0 D Stock Option (right to buy) 5.063 2004-03-08 4 M 0 9877 D 2009-01-04 Common Stock 9877 0 D Stock Option (right to buy) 6.51 2004-03-08 4 M 0 1500 D 2012-01-02 Common Stock 1500 1500 D Stock Option (right to buy) 7.10 2004-03-08 4 M 0 3522 D 2012-05-13 Common Stock 3522 0 D Stock Option (right to buy) 7.10 2004-03-08 4 M 0 1125 D 2012-05-13 Common Stock 1125 3375 D Stock Option (right to buy) 7.66 2004-03-08 4 M 0 6528 D 2012-01-02 Common Stock 6528 0 D The option vested in four equal installments on 4/2/2003, 7/2/2003, 10/2/2003 and 1/2/2004. One-fourth of the option vested on 1/2/2004. Three-fourths of the option vested in equal installments on 1/2/2002, 1/2/2003 and 1/2/2004. The option vested in four equal installments on 6/3/1999, 6/3/2000, 6/3/2001 and 6/3/2002. The option vested in four equal installments on 1/4/2000, 1/4/2001, 1/4/2002 and 1/4/2003. The option vested in four equal installments on 4/1/2001, 7/1/2001, 9/30/2001 and 1/1/2002. The option vested in four equal installments on 9/3/1998, 12/3/1998, 3/3/1999 and 6/3/1999. The option vested in four equal installments on 4/1/1999, 7/1/1999, 10/1/1999 and 1/1/2000. . One-half of the option vested in equal installments on 1/2/2003 and 1/2/2004. The option vested in four equal installments on 8/13/2002, 11/13/2002, 2/13/2003 and 5/13/2003. One-fourth of the option vested on 5/13/2003. The option vested in four equal installments on 3/31/2002, 6/30/2002, 9/29/2002 and 1/1/2003. The options were disposed of through exercise. Alice T. Kane 2004-03-10 -----END PRIVACY-ENHANCED MESSAGE-----