0001173871-20-000007.txt : 20200429 0001173871-20-000007.hdr.sgml : 20200429 20200429190711 ACCESSION NUMBER: 0001173871-20-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200427 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALBERINI CARLOS CENTRAL INDEX KEY: 0001173871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 20832389 MAIL ADDRESS: STREET 1: C/O LUCKY BRAND, LLC STREET 2: 540 SOUTH SANTA FE AVE. CITY: LOS ANGELES STATE: CA ZIP: 90013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-04-27 0000912463 GUESS INC GES 0001173871 ALBERINI CARLOS C/O GUESS?, INC. 1444 S. ALAMEDA STREET LOS ANGELES CA 90021 1 1 0 0 CEO and Director Common Stock 2020-04-27 4 A 0 125561 0 A 509155 D Common Stock 208410 I by Family Trust Common Stock 138943 I by Family Trust To further align executive officers interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the GES Compensation Committee determined in April 2020 to pay certain fiscal 2020 annual cash incentive awards, including the award for Carlos Alberini, in shares of GES common stock instead of cash. Accordingly, on April 27, 2020, Carlos Alberini received a number of fully-vested GES shares equal to the amount of his approved bonus for fiscal 2020, less applicable withholdings and deductions, divided by the closing price per share of GES common stock on April 27, 2020, which resulted in the grant of 125,561 shares. Shares are held by Alberini Family LLC. Shares are held by Carlos and Andrea Alberini Trust. /s/ Jason T. Miller (Attorney-in-fact) 2020-04-29