0001173871-20-000002.txt : 20200415
0001173871-20-000002.hdr.sgml : 20200415
20200415170518
ACCESSION NUMBER: 0001173871-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200413
FILED AS OF DATE: 20200415
DATE AS OF CHANGE: 20200415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALBERINI CARLOS
CENTRAL INDEX KEY: 0001173871
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11893
FILM NUMBER: 20794344
MAIL ADDRESS:
STREET 1: C/O LUCKY BRAND, LLC
STREET 2: 540 SOUTH SANTA FE AVE.
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUESS INC
CENTRAL INDEX KEY: 0000912463
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
IRS NUMBER: 953679695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
BUSINESS PHONE: (213) 765-3100
MAIL ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
FORMER COMPANY:
FORMER CONFORMED NAME: GUESS INC ET AL/CA/
DATE OF NAME CHANGE: 19940902
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-04-13
0000912463
GUESS INC
GES
0001173871
ALBERINI CARLOS
C/O GUESS?, INC.
1444 S. ALAMEDA STREET
LOS ANGELES
CA
90021
1
1
0
0
CEO and Director
Common Stock
2020-04-13
4
A
0
250000
0
A
402394
D
Common Stock
2020-04-13
4
F
0
18800
8.18
D
383594
D
Common Stock
208410
I
by Family Trust
Common Stock
138943
I
by Family Trust
Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in four equal installments upon achievement. Since the performance criteria was met, 25% of the award (62,500 shares) vested April 13, 2020, with the remaining three installments scheduled to vest on February 20 of 2021, 2022 and 2023.
Includes 2,394 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
Shares are held by Alberini Family LLC.
Shares are held by Carlos and Andrea Alberini Trust.
/s/ Jason T. Miller (Attorney-in-fact)
2020-04-15