0001173871-20-000002.txt : 20200415 0001173871-20-000002.hdr.sgml : 20200415 20200415170518 ACCESSION NUMBER: 0001173871-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALBERINI CARLOS CENTRAL INDEX KEY: 0001173871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 20794344 MAIL ADDRESS: STREET 1: C/O LUCKY BRAND, LLC STREET 2: 540 SOUTH SANTA FE AVE. CITY: LOS ANGELES STATE: CA ZIP: 90013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-04-13 0000912463 GUESS INC GES 0001173871 ALBERINI CARLOS C/O GUESS?, INC. 1444 S. ALAMEDA STREET LOS ANGELES CA 90021 1 1 0 0 CEO and Director Common Stock 2020-04-13 4 A 0 250000 0 A 402394 D Common Stock 2020-04-13 4 F 0 18800 8.18 D 383594 D Common Stock 208410 I by Family Trust Common Stock 138943 I by Family Trust Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in four equal installments upon achievement. Since the performance criteria was met, 25% of the award (62,500 shares) vested April 13, 2020, with the remaining three installments scheduled to vest on February 20 of 2021, 2022 and 2023. Includes 2,394 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c). Shares are held by Alberini Family LLC. Shares are held by Carlos and Andrea Alberini Trust. /s/ Jason T. Miller (Attorney-in-fact) 2020-04-15