0001167503-11-000004.txt : 20110624 0001167503-11-000004.hdr.sgml : 20110624 20110624180604 ACCESSION NUMBER: 0001167503-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110622 FILED AS OF DATE: 20110624 DATE AS OF CHANGE: 20110624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO MAURICE CENTRAL INDEX KEY: 0001167503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 11931577 MAIL ADDRESS: STREET 1: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-22 0000912463 GUESS INC GES 0001167503 MARCIANO MAURICE C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Chairman of the Board Common Stock 2011-06-22 4 S 0 375000 42.60 D 9618571 I by MM Trust Common Stock 2011-06-23 4 S 0 375000 42.03 D 9243571 I by MM Trust Common Stock 2011-06-23 4 M 0 35850 18.10 A 147900 D Common Stock 2011-06-23 4 M 0 90000 22.03 A 237900 D Common Stock 2011-06-23 4 S 0 125850 42.01 D 112050 D Common Stock 2011-06-24 4 S 0 90000 41.51 D 9153571 I by MM Trust Common Stock 1164971 I by MFH IV, LLC Common Stock 2000000 I by MNM, LLC Common Stock 2000000 I by Next Step Capital LLC Common Stock 70 I by trust Employee Stock Option (right to buy) 18.10 2011-06-23 4 M 0 35850 0 D 2016-03-06 Common Stock 35850 0 D Employee Stock Option (right to buy) 22.03 2011-06-23 4 M 0 90000 0 D 2019-04-14 Common Stock 90000 90000 D The reported price represents the weighted average price for shares sold in multiple transactions ranging from $42.55 to $42.85. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $41.95 to $42.04. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $41.50 to $41.52. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children. Securities are held by Next Step Capital LLC, of which the reporting person has sole investment power and exclusive pecuniary interest. Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee. The option vested in full on January 1, 2010. The option vested 25% on each December 31 of 2009 and 2010. The balance of the option is scheduled to vest 25% on each December 31 of 2011 and 2012. /s/ Jason T. Miller (attorney-in-fact) 2011-06-24