0001167503-11-000003.txt : 20110419 0001167503-11-000003.hdr.sgml : 20110419 20110419172328 ACCESSION NUMBER: 0001167503-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110415 FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO MAURICE CENTRAL INDEX KEY: 0001167503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 11768820 MAIL ADDRESS: STREET 1: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-15 0000912463 GUESS INC GES 0001167503 MARCIANO MAURICE C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Chairman of the Board Common Stock 2011-04-15 4 A 0 60800 0 A 112050 D Common Stock 9993571 I by MM Trust Common Stock 1164971 I by MFH IV, LLC Common Stock 2000000 I by MNM, LLC Common Stock 2000000 I by Next Step Capital LLC Common Stock 70 I by trust Employee Stock Option (right to buy) 38.90 2011-04-15 4 A 0 88700 0 A 2021-04-15 Common Stock 88700 88700 D Acquired pursuant to Issuer's employee equity incentive plan. Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest. Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest. Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children. Securities are held by Next Step Capital LLC, of which the reporting person has sole investment power and exclusive pecuniary interest. Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee. The option vests in four equal installments on December 31, of each 2011, 2012, 2013 and 2014. /s/ Jason T. Miller (attorney-in-fact) 2011-04-19