0001167503-11-000003.txt : 20110419
0001167503-11-000003.hdr.sgml : 20110419
20110419172328
ACCESSION NUMBER: 0001167503-11-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110415
FILED AS OF DATE: 20110419
DATE AS OF CHANGE: 20110419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUESS INC
CENTRAL INDEX KEY: 0000912463
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
IRS NUMBER: 953679695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0203
BUSINESS ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
BUSINESS PHONE: (213) 765-3100
MAIL ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
FORMER COMPANY:
FORMER CONFORMED NAME: GUESS INC ET AL/CA/
DATE OF NAME CHANGE: 19940902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARCIANO MAURICE
CENTRAL INDEX KEY: 0001167503
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11893
FILM NUMBER: 11768820
MAIL ADDRESS:
STREET 1: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-04-15
0000912463
GUESS INC
GES
0001167503
MARCIANO MAURICE
C/O GUESS?, INC.
1444 SOUTH ALAMEDA STREET
LOS ANGELES
CA
90021
1
1
1
0
Chairman of the Board
Common Stock
2011-04-15
4
A
0
60800
0
A
112050
D
Common Stock
9993571
I
by MM Trust
Common Stock
1164971
I
by MFH IV, LLC
Common Stock
2000000
I
by MNM, LLC
Common Stock
2000000
I
by Next Step Capital LLC
Common Stock
70
I
by trust
Employee Stock Option (right to buy)
38.90
2011-04-15
4
A
0
88700
0
A
2021-04-15
Common Stock
88700
88700
D
Acquired pursuant to Issuer's employee equity incentive plan.
Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children.
Securities are held by Next Step Capital LLC, of which the reporting person has sole investment power and exclusive pecuniary interest.
Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
The option vests in four equal installments on December 31, of each 2011, 2012, 2013 and 2014.
/s/ Jason T. Miller (attorney-in-fact)
2011-04-19