-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KkIZptzmqSn4A/8C8XjSqxfCbFbU8jTjHg2U44l8EAvsTdZ+Gr/7o9bhpaf0dgUy Rmjhu2LDXWgyRJV7a4vf5Q== 0001167503-04-000011.txt : 20040630 0001167503-04-000011.hdr.sgml : 20040630 20040630175157 ACCESSION NUMBER: 0001167503-04-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040628 FILED AS OF DATE: 20040630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO MAURICE CENTRAL INDEX KEY: 0001167503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 04892360 BUSINESS ADDRESS: STREET 1: 1444 S ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: 2137653200 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC ET AL/CA/ CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1444 SOUTH ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: 2137653100 MAIL ADDRESS: STREET 1: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-28 0000912463 GUESS INC ET AL/CA/ GES 0001167503 MARCIANO MAURICE C/O GUESS?, INC. 1444 SOUTH ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Co-Chairman and Co-CEO Common Stock 2004-06-28 4 S 0 2300 16.27 D 15998164 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 900 16.24 D 15997264 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 1300 16.23 D 15995964 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 600 16.22 D 15995364 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 400 16.20 D 15994964 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 1100 16.26 D 15993864 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 1500 16.28 D 15992364 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 500 16.25 D 15991864 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 1000 16.30 D 15990864 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 2300 16.10 D 15988564 I by Maurice Marciano Trust Common Stock 2004-06-28 4 S 0 600 16.18 D 15987964 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 2300 16.20 D 15985664 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 400 16.27 D 15985264 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 100 16.28 D 15985164 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 100 16.29 D 15985064 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 1600 16.02 D 15983464 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 900 16.00 D 15982564 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 100 16.06 D 15982464 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 1100 16.17 D 15981364 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 800 16.19 D 15980564 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 2200 16.16 D 15978364 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 2200 16.15 D 15976164 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 500 16.13 D 15975664 I by Maurice Marciano Trust Common Stock 2004-06-29 4 S 0 200 16.12 D 15975464 I by Maurice Marciano Trust Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,877,259 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,876,359 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,875,059 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,874,459 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,874,059 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,872,959 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,871,459 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,870,959 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,869,959 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,867,659 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,867,059 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,864,759 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,864,359 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,864,259 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,864,159 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,862,559 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,861,659 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,861,559 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,860,459 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,859,659 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,857,459 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,855,259 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,854,759 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Includes shares of Common Stock beneficially owned by Maurice Marciano as follows: 15,854,559 shares held indirectly as sole trustee of the Maurice Marciano Trust (2000 Restatement); 10,000 shares held indirectly as sole advisor of the Maurice Marciano 1990 Children's Trust; 10,000 held by his wife and 35 shares held as sole trustee of the Maurice Marciano Gift Trust FBO Caroline Marciano. Also includes 100,870 shares held by the Maurice Marciano 2001 Children's Trust, beneficiaries of which are members of the reporting person's immediate family, the inclusion herein of which shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of such shares. Maurice Marciano 2004-06-30 -----END PRIVACY-ENHANCED MESSAGE-----