0001062993-22-007785.txt : 20220315 0001062993-22-007785.hdr.sgml : 20220315 20220315181419 ACCESSION NUMBER: 0001062993-22-007785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220314 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALBERINI CARLOS CENTRAL INDEX KEY: 0001173871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 22742639 MAIL ADDRESS: STREET 1: C/O LUCKY BRAND, LLC STREET 2: 540 SOUTH SANTA FE AVE. CITY: LOS ANGELES STATE: CA ZIP: 90013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-03-14 0000912463 GUESS INC GES 0001173871 ALBERINI CARLOS C/O GUESS?, INC. 1444 SOUTH ALAMEDA ST LOS ANGELES CA 90021 1 1 0 0 CEO and Director Common Stock 2021-12-09 5 G 0 E 41000 0 D 444456 D Common Stock 2022-03-14 4 A 0 56818 0 A 501274 D Common Stock 208410 I by Family Trust Common Stock 321943 I by Family Trust Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in three equal installments upon achievement. Since criteria was met, one-third of the award (18,940 shares) vested on 3/14/2022, with the remaining two installments scheduled to vest on January 30th of 2023 and 2024. Shares are held by Alberini Family LLC. Shares are held by Carlos and Andrea Alberini Trust. Jason T. Miller (attorney-in-fact) 2022-03-15