-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HcSixVztSKpBB+EXyWBlhqQravmu6HnbovLALG1Ft8P1uKQdPLGKxV6NlHHQ2Nva RRme4DEdCM9CEMMjZ7DxjA== 0001457990-09-000004.txt : 20090402 0001457990-09-000004.hdr.sgml : 20090402 20090402162015 ACCESSION NUMBER: 0001457990-09-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090401 FILED AS OF DATE: 20090402 DATE AS OF CHANGE: 20090402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fockler Jack E. Jr. CENTRAL INDEX KEY: 0001457990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08030 FILM NUMBER: 09727903 MAIL ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE MICRO-CAP TRUST, INC /MD/ CENTRAL INDEX KEY: 0000912147 IRS NUMBER: 133739778 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2124084587 MAIL ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE MICRO CAP TRUST INC /MD/ DATE OF NAME CHANGE: 20010430 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC DATE OF NAME CHANGE: 19930917 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-04-01 0 0000912147 ROYCE MICRO-CAP TRUST, INC /MD/ RMT 0001457990 Fockler Jack E. Jr. C/O ROYCE & ASSOCIATES, LLC 745 FIFTH AVENUE NEW YORK NY 10151 0 1 0 1 Vice President VP - Investment Advisor Common Stock 2009-04-01 4 P 0 6845 4.9793 A 6845 I Held in wife's trust Common Stock 12500 I Held in Trust Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/01. Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/01. Dani Eng, Attorney-in-Fact 2009-04-02 -----END PRIVACY-ENHANCED MESSAGE-----