0001140361-14-003285.txt : 20140127
0001140361-14-003285.hdr.sgml : 20140127
20140127131009
ACCESSION NUMBER: 0001140361-14-003285
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140123
FILED AS OF DATE: 20140127
DATE AS OF CHANGE: 20140127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYCE MICRO-CAP TRUST, INC /MD/
CENTRAL INDEX KEY: 0000912147
IRS NUMBER: 133739778
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ROYCE MICRO-CAP TRUST, INC.
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
BUSINESS PHONE: 2124084587
MAIL ADDRESS:
STREET 1: ROYCE MICRO-CAP TRUST, INC.
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE MICRO CAP TRUST INC /MD/
DATE OF NAME CHANGE: 20010430
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC
DATE OF NAME CHANGE: 19930917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fockler Jack E. Jr.
CENTRAL INDEX KEY: 0001457990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08030
FILM NUMBER: 14548250
MAIL ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
4
1
doc1.xml
FORM 4
X0306
4
2014-01-23
0
0000912147
ROYCE MICRO-CAP TRUST, INC /MD/
RMT
0001457990
Fockler Jack E. Jr.
C/O ROYCE & ASSOCIATES, LLC
745 FIFTH AVE
NEW YORK
NY
10151
0
1
0
1
Vice President
VP - Investment Advisor
Common Stock
2014-01-24
4
P
0
5868
12.5282
A
8000
I
Held in trust
Common Stock
2014-01-23
4
P
0
2132
12.5755
A
2132
I
Held in trust
Common Stock
2014-01-24
4
P
0
5869
12.5282
A
8000
I
Held in wife's trust
Common Stock
2014-01-23
4
P
0
2131
12.5755
A
2131
I
Held in wife's trust
Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001.
Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001.
Jack E. Fockler
2014-01-27