0001140361-14-003285.txt : 20140127 0001140361-14-003285.hdr.sgml : 20140127 20140127131009 ACCESSION NUMBER: 0001140361-14-003285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE MICRO-CAP TRUST, INC /MD/ CENTRAL INDEX KEY: 0000912147 IRS NUMBER: 133739778 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2124084587 MAIL ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE MICRO CAP TRUST INC /MD/ DATE OF NAME CHANGE: 20010430 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC DATE OF NAME CHANGE: 19930917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fockler Jack E. Jr. CENTRAL INDEX KEY: 0001457990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08030 FILM NUMBER: 14548250 MAIL ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 4 1 doc1.xml FORM 4 X0306 4 2014-01-23 0 0000912147 ROYCE MICRO-CAP TRUST, INC /MD/ RMT 0001457990 Fockler Jack E. Jr. C/O ROYCE & ASSOCIATES, LLC 745 FIFTH AVE NEW YORK NY 10151 0 1 0 1 Vice President VP - Investment Advisor Common Stock 2014-01-24 4 P 0 5868 12.5282 A 8000 I Held in trust Common Stock 2014-01-23 4 P 0 2132 12.5755 A 2132 I Held in trust Common Stock 2014-01-24 4 P 0 5869 12.5282 A 8000 I Held in wife's trust Common Stock 2014-01-23 4 P 0 2131 12.5755 A 2131 I Held in wife's trust Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001. Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001. Jack E. Fockler 2014-01-27