-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSVSQ/kQ/MU2j5Ux4Fl1Ss+3LldxmxwMOH0Q/09u64Eh+mTiVxRYwV36194Syn/Q O5izVnjFFho6Qf0B40RlwQ== 0001009121-03-000006.txt : 20031107 0001009121-03-000006.hdr.sgml : 20031107 20031107122421 ACCESSION NUMBER: 0001009121-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE MICRO CAP TRUST INC /MD/ CENTRAL INDEX KEY: 0000912147 IRS NUMBER: 133739778 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, INC. STREET 2: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124084587 MAIL ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC DATE OF NAME CHANGE: 19930917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYCE CHARLES M CENTRAL INDEX KEY: 0001009121 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13147 FILM NUMBER: 03984266 BUSINESS ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124861445 MAIL ADDRESS: STREET 1: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-06 0 0000912147 ROYCE MICRO CAP TRUST INC /MD/ OTCM 0001009121 ROYCE CHARLES M C/O ROYCE & ASSOCIATES, LLC 1414 AVE OF THE AMERICAS NEW YORK NY 10019 1 1 0 1 President President-Investment Adviser Common Stock 2003-11-06 4 S 0 15000 12.3708 D 359656 I Shares held by family investment entity Common Stock 842389 D Shares held by a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of that portion of such 359,656 shares owned by the family investment entity in which he has no pecuniary interest. Dani Eng, Attorney-in-Fact 2003-11-07 -----END PRIVACY-ENHANCED MESSAGE-----