0001567619-18-003520.txt : 20181002 0001567619-18-003520.hdr.sgml : 20181002 20181002164031 ACCESSION NUMBER: 0001567619-18-003520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180928 FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCRIVANICH LUKE M CENTRAL INDEX KEY: 0001556374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 181101901 MAIL ADDRESS: STREET 1: 430 N MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 4 1 doc1.xml FORM 4 X0306 4 2018-09-28 0 0000912093 VIAVI SOLUTIONS INC. VIAV 0001556374 SCRIVANICH LUKE M C/O VIAVI SOLUTIONS INC. 6001 AMERICA CENTER DRIVE, 6TH FLOOR SAN JOSE CA 95002 0 1 0 0 SVP General Manager OSP Common Stock 2018-09-28 4 M 0 22500 0 A 71500 D Common Stock 2018-09-28 4 F 0 11156 11.34 D 60344 D Common Stock 2018-09-28 4 M 0 13325 0 A 73669 D Common Stock 2018-09-28 4 F 0 6607 11.34 D 67062 D Common Stock 2018-09-28 4 M 0 8910 0 A 75972 D Common Stock 2018-09-28 4 F 0 4418 11.34 D 71554 D Restricted Stock Unit 0 2018-09-28 4 M 0 22500 0 D 2018-09-28 Common Stock 22500 0 D Restricted Stock Unit 0 2018-09-28 4 M 0 13325 0 D 2018-09-28 Common Stock 13325 10000 D Restricted Stock Unit 0 2018-09-28 4 M 0 8910 0 D 2018-09-28 Common Stock 8910 18000 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. There are no expiration dates on MSUs. Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement. /s/ Chris Domingue, Attorney-in-Fact 2018-10-02