0001140361-15-027787.txt : 20150716 0001140361-15-027787.hdr.sgml : 20150716 20150716172031 ACCESSION NUMBER: 0001140361-15-027787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150715 FILED AS OF DATE: 20150716 DATE AS OF CHANGE: 20150716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCRIVANICH LUKE M CENTRAL INDEX KEY: 0001556374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 15992107 MAIL ADDRESS: STREET 1: 430 N MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0306 4 2015-07-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001556374 SCRIVANICH LUKE M C/O JDS UNIPHASE 430 NORTH MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 SVP General Manager OSP Common Stock 2015-07-15 4 M 0 8334 0 A 17272 D Common Stock 2015-07-15 4 F 0 3131 11.15 D 14141 D Common Stock 2015-07-16 4 S 0 5203 11.1547 D 8938 D Restricted Stock Unit 0 2015-07-15 4 M 0 8334 0 D 2015-07-15 Common Stock 0 0 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.075 to $11.23 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Nina Chellew, Global Equity Plan Manager, Attorney-in-fact 2015-07-16