0001140361-13-033550.txt : 20130819 0001140361-13-033550.hdr.sgml : 20130819 20130819172737 ACCESSION NUMBER: 0001140361-13-033550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130815 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON REX S CENTRAL INDEX KEY: 0001249803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 131049122 MAIL ADDRESS: STREET 1: C/O SYMYX TECHNOLOGIES, INC. STREET 2: 3100 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc1.xml FORM 4 X0306 4 2013-08-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001249803 JACKSON REX S C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 EVP & Chief Financial Officer Common Stock 2013-08-15 4 M 0 1852 0 A 28192 D Common Stock 2013-08-15 4 F 0 697 13.45 D 27495 D Restricted Stock Unit 0 2013-08-15 4 M 0 1852 0 D 2013-08-15 Common Stock 1852 7410 D Each unit converts upon vesting to a share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. The balance reflects 86 shares acquired under the JDS Uniphase Corporation 1998 Amended and restated Employee Stock Purchase Plan on July 31,2013 at a purchase price of $13.94. /s/ Sheri Piazza, Manager, Global Stock Plans, Attorney-in-fact 2013-08-19