0001140361-13-033540.txt : 20130819
0001140361-13-033540.hdr.sgml : 20130819
20130819171538
ACCESSION NUMBER: 0001140361-13-033540
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130815
FILED AS OF DATE: 20130819
DATE AS OF CHANGE: 20130819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/
CENTRAL INDEX KEY: 0000912093
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942579683
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4085465000
MAIL ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLLACK ANDREW R
CENTRAL INDEX KEY: 0001510422
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22874
FILM NUMBER: 131048980
MAIL ADDRESS:
STREET 1: C/O JDS UNIPHASE CORPORATION
STREET 2: 430 N MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
doc1.xml
FORM 4
X0306
4
2013-08-15
0
0000912093
JDS UNIPHASE CORP /CA/
JDSU
0001510422
POLLACK ANDREW R
C/O JDS UNIPHASE CORPORATION
430 N MCCARTHY BOULEVARD
MILPITAS
CA
95035
0
1
0
0
SVP, General Counsel
Common Stock
2013-08-15
4
M
0
592
0
A
592
D
Common Stock
2013-08-15
4
F
0
223
13.45
D
369
D
Common Stock
2013-08-15
4
M
0
2885
0
A
3254
D
Common Stock
2013-08-15
4
F
0
1085
13.45
D
2169
D
Common Stock
2013-08-16
4
S
0
2169
13.798
D
0
D
Restricted Stock Unit
0.00
2013-08-15
4
M
0
592
0
D
2013-08-15
Common Stock
592
0
D
Restricted Stock Unit
0.00
2013-08-15
4
M
0
2885
0
D
2013-08-15
Common Stock
2885
11541
D
Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.615 to $13.93 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
/s/ Sheri Piazza, Manager, Global Stock Plans, Attorney-in-fact
2013-08-19