0001140361-12-049719.txt : 20121204 0001140361-12-049719.hdr.sgml : 20121204 20121204174143 ACCESSION NUMBER: 0001140361-12-049719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121201 FILED AS OF DATE: 20121204 DATE AS OF CHANGE: 20121204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSCHER PENNY CENTRAL INDEX KEY: 0001232019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 121241688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0306 4 2012-12-01 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001232019 HERSCHER PENNY C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 1 0 0 0 Common Stock 2012-12-01 4 M 0 2864 0.00 A 32010 D Common Stock 2012-12-04 4 S 0 1146 12.2858 D 30864 D Restricted Stock Unit 0 2012-12-01 4 M 0 2864 0 D 2012-12-01 Common Stock 2864 2864 D Each unit converts upon vesting into one share of common stock. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.36 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Sheri Piazza, Manager, Global Stock Plans, Attorney-in-fact 2012-12-04