0001140361-12-037672.txt : 20120817
0001140361-12-037672.hdr.sgml : 20120817
20120817184716
ACCESSION NUMBER: 0001140361-12-037672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120815
FILED AS OF DATE: 20120817
DATE AS OF CHANGE: 20120817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/
CENTRAL INDEX KEY: 0000912093
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942579683
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0702
BUSINESS ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4085465000
MAIL ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEARD DAVID W
CENTRAL INDEX KEY: 0001245146
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22874
FILM NUMBER: 121043637
MAIL ADDRESS:
STREET 1: BIGBAND NETWORKS, INC.
STREET 2: 475 BROADWAY STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc1.xml
FORM 4
X0306
4
2012-08-15
0
0000912093
JDS UNIPHASE CORP /CA/
JDSU
0001245146
HEARD DAVID W
430 N MCCARTHY BOULEVARD
MILPITAS
CA
95035
0
1
0
0
President, CommTest
Common Stock
2012-08-15
4
M
0
10156
0
A
10156
D
Common Stock
2012-08-15
4
F
0
3322
11.56
D
6834
D
Common Stock
2012-08-16
4
S
0
6834
11.6956
D
0
D
Restricted Stock Unit
0
2012-08-15
4
M
0
10156
0
D
2012-08-15
Common Stock
10156
20622
D
Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.395 to $11.81, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
/s/ Stephen Rashid, Global Stock Plans Analyst, Attorney-in-fact
2012-08-17