0001140361-12-009369.txt : 20120217 0001140361-12-009369.hdr.sgml : 20120217 20120217170806 ACCESSION NUMBER: 0001140361-12-009369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLLACK ANDREW R CENTRAL INDEX KEY: 0001510422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 12623575 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORPORATION STREET 2: 430 N MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0304 4 2012-02-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001510422 POLLACK ANDREW R C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 VP, General Counsel Common Stock 2012-02-15 4 M 0 591 0 A 591 D Common Stock 2012-02-15 4 F 0 242 14.31 D 349 D Common Stock 2012-02-15 4 M 0 417 0 A 766 D Common Stock 2012-02-15 4 F 0 173 14.31 D 593 D Restricted Stock Unit 0 2012-02-15 4 M 0 591 0 D 2012-02-15 Common Stock 591 3548 D Restricted Stock Unit 0 2012-02-15 4 M 0 417 0 D 2012-02-15 Common Stock 417 0 D Each unit converts upon vesting to a share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. /s/ Stephen Rashid, Global Stock Plans Analyst, Attorney-in-fact 2012-02-17