0001140361-12-000970.txt : 20120104 0001140361-12-000970.hdr.sgml : 20120104 20120104175516 ACCESSION NUMBER: 0001140361-12-000970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120101 FILED AS OF DATE: 20120104 DATE AS OF CHANGE: 20120104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAECHTER THOMAS H CENTRAL INDEX KEY: 0001220778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 12507863 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0304 4 2012-01-01 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001220778 WAECHTER THOMAS H C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 1 1 0 0 Chief Exec. Officer & Pres. Common Stock 2012-01-01 4 M 0 66667 0 A 66667 D Common Stock 2012-01-01 4 F 0 24988 10.44 D 41679 D Common Stock 2012-01-04 4 S 0 41679 10.6215 D 0 D Restricted Stock Unit 0 2012-01-01 4 M 0 66667 0 D 2012-01-01 Common Stock 66667 0 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.73, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Stephen Rashid, Global Stock Plans Analyst, Attorney-in-fact 2012-01-04