0001140361-11-042634.txt : 20110817 0001140361-11-042634.hdr.sgml : 20110817 20110817183755 ACCESSION NUMBER: 0001140361-11-042634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLLACK ANDREW R CENTRAL INDEX KEY: 0001510422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 111043406 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORPORATION STREET 2: 430 N MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0304 4 2011-08-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001510422 POLLACK ANDREW R C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 VP, General Counsel Common Stock 2011-08-15 4 M 0 1700 0 A 7240 D Common Stock 2011-08-15 4 F 0 624 12.34 D 6616 D Common Stock 2011-08-15 4 M 0 2329 0 A 8945 D Common Stock 2011-08-15 4 F 0 855 12.34 D 8090 D Restricted Stock Unit 0 2011-08-15 4 M 0 1700 0 D 2011-08-15 Common Stock 1700 1700 D Restricted Stock Unit 0 2011-08-15 4 M 0 2329 0 D 2011-08-15 Common Stock 2329 4730 D Restricted Stock Unit 0 2011-08-15 4 A 0 34450 0 A Common Stock 34450 34450 D Each unit converts upon vesting to a share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. The Units subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years. /s/ Stephen Rashid, Global Stock Plans Analyst, Attorney-in-fact 2011-08-17