-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKvSlERdBtLc71Gwqe680kAjbrNQmC3hx8RxuD2AgOQywY0IEaIsM9MJcjTZKAKu gKyyMs93CdCZy6Ah1ZUg7w== 0001140361-10-033864.txt : 20100816 0001140361-10-033864.hdr.sgml : 20100816 20100816191450 ACCESSION NUMBER: 0001140361-10-033864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100815 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE ALAN S CENTRAL INDEX KEY: 0001234673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 101021499 MAIL ADDRESS: STREET 1: 46897 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0303 4 2010-08-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001234673 LOWE ALAN S C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95305 0 1 0 0 EVP & President, CCOP Non-Qualified Stock Option (right to buy) 10.27 2010-08-15 4 A 0 72500 10.27 A 2018-08-15 Common Stock 72500 72500 D Non-Qualified Stock Option (right to buy) 10.27 2010-08-15 4 A 0 36250 10.27 A 2018-08-15 Common Stock 36250 36250 D Restricted Stock Unit 0 2010-08-15 4 A 0 36250 0 A Common Stock 36250 36250 D The Performance Stock Options ("Performance Options") will vest over three years with 33% vesting after one year and quarterly over the remaining two years. The Performance Stock Options will be exercisable on the latter to occur of: (i) the first anniversary of the grant date and quarterly over the remaining two years, and (ii) the appreciation of the price of the Company's common stock such that it will have traded at a minimum of a 25% premium to the exercise price of the Performance Options for at least 30 consecutive trading days. The Stock Options subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years. The Units subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years. The restricted stock unit converts to common stock upon the vest date. /s/ Sheri Piazza, Finance Manager, Attorney-in-fact 2010-08-16 -----END PRIVACY-ENHANCED MESSAGE-----