-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AioethDGKLxwAzah1E1akamuLZ9yRfg/1STXQiJHI2k4enLl62GXhIwpr0aTK6Mf zvYdZZV687zQW9say5KVyg== 0001140361-09-026598.txt : 20091117 0001140361-09-026598.hdr.sgml : 20091117 20091117160049 ACCESSION NUMBER: 0001140361-09-026598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091115 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE ALAN S CENTRAL INDEX KEY: 0001234673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 091190532 MAIL ADDRESS: STREET 1: 46897 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0303 4 2009-11-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001234673 LOWE ALAN S C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 EVP & President, CCOP Common Stock 2009-11-15 4 M 0 89869 0.00 A 154331 D Common Stock 2009-11-15 4 F 0 38610 7.63 D 115721 D Common Stock 2009-11-15 4 M 0 26960 0 A 142681 D Common Stock 2009-11-15 4 F 0 12585 7.63 D 130096 D Restricted Stock Unit 0 2009-11-15 4 M 0 89869 0 D 2009-11-15 Common Stock 89869 179738 D Restricted Stock Unit 0 2009-11-15 4 A 0 53921 0 A Common Stock 53921 53921 D Restricted Stock Unit 0 2009-11-15 4 M 0 26960 0 D 2009-11-15 Common Stock 26960 26961 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. 50% of the units granted vested immediately upon grant, and the remaining 50% of the granted units shall vest on the first anniversary of the grant date. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2009-11-17 -----END PRIVACY-ENHANCED MESSAGE-----