-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtRJzZCr3SW0mZsV4/I4FePO8rgw3LdvgpRAh4EEDaCFWgA6NQ2plPAwPnJPGRn5 OSbJDwrw7Piq/HZLClY+Dg== 0001140361-09-015926.txt : 20090706 0001140361-09-015926.hdr.sgml : 20090703 20090706155251 ACCESSION NUMBER: 0001140361-09-015926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY KEVIN CENTRAL INDEX KEY: 0001182379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 09930776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0303 4 2009-07-01 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001182379 KENNEDY KEVIN C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 1 0 0 0 Common Stock 2009-07-01 4 S 0 20000 5.6187 D 421581 D Common Stock 2009-07-01 4 F 0 66724 5.60 D 354857 D Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Average sales price was reported in Table 1. Sale breakdown is as follows: 1000 @ $5.59; 200 @ $5.597; 7400 @ $5.60; 300 @ $5.605; 2100 @ $5.61; 100 @ $5.615; 100 @ $5.617; 3398 @ $5.62; 100 @ $5.625; 2902 @ $5.63; 300 @ $5.64; and 2100 @ $5.69. These shares were retained by the Company in order to meet the income tax withholding obligations of the Reporting Person in connection with the release 175,000 deferred stock units, the vesting of which was previously reported on a Form 4. The amount retained by the Company was not in excess of the amount of the tax liability. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----