-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IBloCORy+XlIiDiskhrRslHkdSSwncKJiTHXRxPtrn3TX8QLZ/OEb8n/6xPj1wpJ 8vmvSgFRaxPdZa+V0MUksA== 0001140361-09-000347.txt : 20090105 0001140361-09-000347.hdr.sgml : 20090105 20090105161534 ACCESSION NUMBER: 0001140361-09-000347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090101 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAECHTER THOMAS H CENTRAL INDEX KEY: 0001220778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 09505315 BUSINESS ADDRESS: STREET 1: 3790 VIA DE LA VALLE CITY: DEL MAR STATE: CA ZIP: 92014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0303 4 2009-01-01 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001220778 WAECHTER THOMAS H C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 1 1 0 0 Chief Exec. Officer & Pres. Non-Qualified Stock Option (right to buy) 3.65 2009-01-01 4 A 0 450000 3.65 A 2017-01-01 Common Stock 450000 450000 D Non-Qualified Stock Option (right to buy) 3.65 2009-01-01 4 A 0 250000 3.65 A 2017-01-01 Common Stock 250000 250000 D Restricted Stock Unit 0 2009-01-01 4 A 0 200000 0 A Common Stock 200000 200000 D The Performance Stock Options ("Performance Options") will vest in three equal installments on the latter to occur of (i) the first, second and third anniversaries of the grant date and (ii) the appreciation of the price of the Company's common stock such that it will have traded at a minimum of a 25% premium to the exercise price of the Performance Options for at least 30 consecutive trading days. 1/3rd of the Time Based Options subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Time Based Options subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter. 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter. The Restricted Stock Unit converts to common stock upon the vest date. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2009-01-05 -----END PRIVACY-ENHANCED MESSAGE-----