-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CihTZs2OhIfvIx3nMXMUYED2d/KZKNOyq0mBZ1xsOZajNjxU/7pkkIUpzO1l8zuD 6U85F3ZZrh8i4sisMXnejw== 0001140361-07-017235.txt : 20070824 0001140361-07-017235.hdr.sgml : 20070824 20070824154738 ACCESSION NUMBER: 0001140361-07-017235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070822 FILED AS OF DATE: 20070824 DATE AS OF CHANGE: 20070824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Etterman Alan R CENTRAL INDEX KEY: 0001369569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 071078424 BUSINESS ADDRESS: BUSINESS PHONE: 408-546-4860 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0202 4 2007-08-22 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001369569 Etterman Alan R C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 SVP, Chief Information Officer Common Stock 2007-08-22 4 M 0 1458 0 A 13844 D Common Stock 2007-08-22 4 F 0 522 14.36 D 13322 D Restricted Stock Unit 0 2007-08-22 4 M 0 1458 0 D 2013-05-27 Common Stock 1458 2917 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2007-08-24 -----END PRIVACY-ENHANCED MESSAGE-----