-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J4ZjCjAXh8DSFShxfxLlMnj1p4R2OCC0mkpAGe2C0FhVGGL7XLws2BCINURWOzFD XVVKKzFuYWH07y7PIhQHHw== 0001140361-07-010299.txt : 20070518 0001140361-07-010299.hdr.sgml : 20070518 20070518110343 ACCESSION NUMBER: 0001140361-07-010299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIE ROY CENTRAL INDEX KEY: 0001287719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 07863435 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORP STREET 2: 1768 AUTOMATION PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc1.xml FORM 4 X0202 4 2007-05-16 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001287719 BIE ROY C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 Sr. Vice President Common Stock 2007-05-16 4 M 0 5568 0 A 14418 D Common Stock 2007-05-16 4 F 0 2024 13.28 D 12394 D Common Stock 2007-05-16 4 M 0 1666 0 A 14060 D Common Stock 2007-05-16 4 F 0 606 13.28 A 13454 D Restricted Stock Unit 0 2007-05-16 4 M 0 5568 0 D 2007-05-16 Common Stock 5568 11307 D Restricted Stock Unit 0 2007-05-16 4 M 0 1666 0 D 2007-05-16 Common Stock 1666 3334 D The balance reflects 701 shares acquired under the JDS Uniphase Corporation 1998 Amended and Restated Employee Stock Purchase Plan on January 31, 2007. Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. The balance reflects the 1-for-8 reverse stock split effected by the Company on 10/16/2006. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2007-05-18 -----END PRIVACY-ENHANCED MESSAGE-----