-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiAyYlVRJPS8xGujssy4CbplqClGYqtRabgmLMLFtVrIlDVnfb3EkqX7HGTBmnxF jGBwMhWxBe/Xwtm2UXcS5Q== 0001140361-07-009751.txt : 20070511 0001140361-07-009751.hdr.sgml : 20070511 20070511190312 ACCESSION NUMBER: 0001140361-07-009751 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070430 FILED AS OF DATE: 20070511 DATE AS OF CHANGE: 20070511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gudmundson David CENTRAL INDEX KEY: 0001295911 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 07843698 BUSINESS ADDRESS: BUSINESS PHONE: 408-546-4281 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORP STREET 2: 1768 AUTOMATION PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 3 1 doc1.xml FORM 3 X0202 3 2007-04-30 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001295911 Gudmundson David 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 President, Optical Comm Common Stock 8050 D Non-qualified stock option (right-to-buy) 27.23 2005-06-22 2011-12-15 Common Stock 43750 D Non-qualified stock option (right-to-buy) 34.80 2005-06-22 2012-03-11 Common Stock 7500 D Restricted Stock Unit 0 2014-11-15 Common Stock 1042 D Non-qualified stock option (right-to-buy) 12.88 2013-05-27 Common Stock 25000 D Restricted Stock Unit 0 2013-05-27 Common Stock 7500 D Restricted Stock Unit 0 2013-05-27 Common Stock 10833 D Non-qualified stock option (right-to-buy) 22.80 2014-05-16 Common Stock 13750 D Restricted Stock Unit 0 2014-05-16 Common Stock 4000 D Restricted Stock Unit 0 2014-05-16 Common Stock 1000 D The Restricted Stock Unit converts to common stock upon the vest date. Each unit converts upon vesting into a right to receive one share of stock. The grant vests 100% on the fifth anniversary of the grant date, but is subject to earlier vesting upon achievement of certain performance criteria. Should performance criteria be achieved, the grant vests 1/3rd upon achievement, and 1/3rd each year that follows. Each unit converts upon vesting into a right to receive one share of stock at the vesting rate of 1/3rd of the grant annually for three years from the date of grant. The Restricted Stock Unit is earned and vests subject to achievement of certain performance criteria. The number of units earned will be determined at the August 2007 Compensation Committee meeting. Should performance criteria be achieved, the earned units vest 1/3rd upon determination date, 1/3 each year that follows the determination date. Each unit converts upon vest to a right to receive one share of JDSU common stock. 25% of the shares subject to the option vest one year from date of grant. Thereafter, 6.25% of the shares subject to the option vest quarterly in 12 quarters. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2007-05-11 -----END PRIVACY-ENHANCED MESSAGE-----