0001127602-22-016240.txt : 20220601 0001127602-22-016240.hdr.sgml : 20220601 20220601183753 ACCESSION NUMBER: 0001127602-22-016240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220528 FILED AS OF DATE: 20220601 DATE AS OF CHANGE: 20220601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derksen Henk CENTRAL INDEX KEY: 0001480409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 22988752 MAIL ADDRESS: STREET 1: 1 N. BRENTWOOD BLVD. STREET 2: SUITE 1500 CITY: SAINT LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-05-28 0000912093 VIAVI SOLUTIONS INC. VIAV 0001480409 Derksen Henk C/O VIAVI SOLUTIONS INC. 7047 E GREENWAY PKWY SUITE 250 SCOTTSDALE AZ 85254 1 EVP, CFO Common Stock 2022-05-28 4 M 0 22908 0 A 25646 D Common Stock 2022-05-28 4 F 0 6747 14.82 D 18899 D Common Stock 2022-05-28 4 M 0 21150 0 A 40049 D Common Stock 2022-05-28 4 F 0 6229 14.82 D 33820 D Restricted Stock Units 0 2022-05-28 4 M 0 22908 0 D Common Stock 22908 68723 D Market Stock Units 0 2022-05-28 4 M 0 21150 0 D Common Stock 21150 68724 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Represents restricted stock units granted on May 28, 2021, which reflect the satisfaction of performance metrics. The restricted stock units vested on May 28, 2022, subject to continued service. Units subject to the Award shall vest annually in three equal installments over three years. There are no expiration dates on RSUs See Exhibit 99.1 for vesting terms and conditions There are no expiration dates on MSUs. /s/ Donna T. Rossi, attorney-in-fact 2022-06-01