-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TNfMYJz0GrNLk3UelZqEZvXKgekVnA85aiozV+NxmH9Zq7vT61F50iX4w16hBlnc 2gGMrsfoxofuV1J1RQep+w== 0000912093-96-000006.txt : 19960613 0000912093-96-000006.hdr.sgml : 19960613 ACCESSION NUMBER: 0000912093-96-000006 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960603 FILED AS OF DATE: 19960612 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 96579941 BUSINESS ADDRESS: STREET 1: 163 BAYPOINT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084341800 MAIL ADDRESS: STREET 1: 163 BAYPOINTE PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 10-C 1 Form 10-C Securities and Exchange Commission Washington, DC 20549 Report by issuer of securities quoted on The Nasdaq Stock Market, filed pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder. Exact name of issuer as specified in charter: Uniphase Corporation Address of principal executive offices: 163 Baypointe Parkway, San Jose, CA 95134 Issuer's telephone number (Including area code): (408) 434-1800 I. Change In Number Of Shares Outstanding Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security: Common Stock, $0.001 par value 2. Number of shares outstanding before the change: 6,912,786 3. Number of shares outstanding after the change: 13,854,782 4. Effective date of change: June 3, 1996 (Distribution Date) 5. Method of change: Stock Dividend Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Give brief description of transaction: Two-for-one stock split in the form of a 100% stock dividend II. Change in Name of Issuer 1. Name prior to change: N/A 2. Name after change: N/A 3. Effective date of charter amendment changing name: N/A 4. Date of shareholder approval of change, if required: N/A 6/12/96 /s/ Joyce Appiah, Vice President & Controller Date Officers Signature and Title -----END PRIVACY-ENHANCED MESSAGE-----