0000912093-19-000039.txt : 20190930 0000912093-19-000039.hdr.sgml : 20190930 20190930164209 ACCESSION NUMBER: 0000912093-19-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190926 FILED AS OF DATE: 20190930 DATE AS OF CHANGE: 20190930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KHAYKIN OLEG CENTRAL INDEX KEY: 0001278725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 191126463 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 4 1 wf-form4_156987610663737.xml FORM 4 X0306 4 2019-09-26 0 0000912093 VIAVI SOLUTIONS INC. VIAV 0001278725 KHAYKIN OLEG C/O VIAVI SOLUTIONS INC. 6001 AMERICA CENTER DRIVE, 6TH FLOOR SAN JOSE CA 95002 0 1 0 0 President & CEO Common Stock 2019-09-26 4 M 0 203165 0 A 664989 D Common Stock 2019-09-26 4 F 0 100730 14.24 D 564259 D Market Stock Units 0.0 2019-09-26 4 M 0 28704 0 D 2019-09-26 Common Stock 28704.0 0 D Market Stock Units 0.0 2019-09-26 4 M 0 71250 0 D 2019-09-26 Common Stock 71250.0 50000 D Market Stock Units 0.0 2019-09-26 4 M 0 103211 0 D 2019-09-26 Common Stock 103211.0 137614 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 17, 2016 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. There are no expiration dates on MSUs. Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2017 at 142.5% of target based on our total stockholder return during the performance periods as stated on the grant agreement. Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. /s/ Chris Domingue, Attorney-in-Fact 2019-09-30