-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T9J4wLz7QripWqpVkrb00nf0RnQyIM2CIR7nHbpot1bCw3hGdJ7XIHtckbVrmmJF JkB1YsJjvWh3J1ZZudRowA== 0000912093-06-000165.txt : 20061128 0000912093-06-000165.hdr.sgml : 20061128 20061128175235 ACCESSION NUMBER: 0000912093-06-000165 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN MARTIN A CENTRAL INDEX KEY: 0001182378 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 061243152 BUSINESS ADDRESS: STREET 1: JDS UNIPHASE CORP STREET 2: 1768 AUTOMATION PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 8056904500 MAIL ADDRESS: STREET 1: SUPERCONDUCTOR TECHNOLOGIES INC. STREET 2: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-11-15 2006-11-17 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001182378 KAPLAN MARTIN A C/O JDSU CORP. 430 N. MCCARTHY BLVD. MILPITAS CA 95035 1 0 0 0 Non-qualified Stock Option (Right to Buy) 17.71 2006-11-15 4 A 0 1250 17.71 A 2014-11-15 Common Stock 1250 1250 D Non-qualified Stock Option (Right to Buy) 17.71 2006-11-15 4 A 0 7500 17.71 A 2014-11-15 Common Stock 7500 7500 D The number of options granted reflects the 1-for-8 reverse stock split effected by JDS Uniphase Corporation on October 16, 2006. Option vests and becomes exercisable with respect to 1/12 of the option each month from the date of grant. /s/Andrew Pollack, Attorney-in-fact 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----