-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, La7G7JLnc19IKcrNepI38NQkAwAMpcLdir7Z2MsThYjHtNFEImwmy5qQ9gAK0BOw TmS5mKXmURYQPD0X2s8AyA== 0000912093-04-000120.txt : 20041103 0000912093-04-000120.hdr.sgml : 20041103 20041103123730 ACCESSION NUMBER: 0000912093-04-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricci Michael A CENTRAL INDEX KEY: 0001307648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 041115499 BUSINESS ADDRESS: BUSINESS PHONE: 408-546-5000 MAIL ADDRESS: STREET 1: JDS UNIPHASE CORPORATION STREET 2: 1768 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1768 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 1768 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-01 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001307648 Ricci Michael A C/O JDS UNIPHASE CORPORATION 1768 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP Components & Modules Group Non-Qualified Stock Option (right to buy) 3.13 2004-11-01 4 A 0 400000 0 A 2012-10-31 Common Stock 400000 400000 D Restricted Stock Units 0 2004-11-01 4 A 0 75000 0 A 2012-10-31 Common Stock 75000 75000 D The option grant becomes exercisable with respect to 25% of the option on the first anniversary of the date of grant, and with respect to 6.25% of the option each quarter thereafter. Each unit converts upon vesting into a right to receive one share of stock at the vesting rate of one-third of the grant annually for three years from the date of grant. Monica Volta, Stock Administrator, Attorney-in-Fact 2004-11-02 -----END PRIVACY-ENHANCED MESSAGE-----