0001437749-15-004104.txt : 20150305
0001437749-15-004104.hdr.sgml : 20150305
20150305060150
ACCESSION NUMBER: 0001437749-15-004104
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141114
FILED AS OF DATE: 20150305
DATE AS OF CHANGE: 20150305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP
CENTRAL INDEX KEY: 0000912061
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 592705336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4514 COLE AVENUE
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: 972-241-4080
MAIL ADDRESS:
STREET 1: 4514 COLE AVENUE
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROADY GEORGE K
CENTRAL INDEX KEY: 0001156133
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36849
FILM NUMBER: 15675682
MAIL ADDRESS:
STREET 1: 1301 WATERS RIDGE DR
STREET 2: C/O ULTRAK
CITY: LEWISVILLE
STATE: TX
ZIP: 75057
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2014-11-14
2015-01-22
0000912061
NATURAL HEALTH TRENDS CORP
NHTC
0001156133
BROADY GEORGE K
C/O NATURAL HEALTH TRENDS CORP.
4514 COLE AVE., SUITE 1400
DALLAS
TX
75205
1
1
Common Stock
2014-11-14
4
D
0
29750
12
D
3288179
D
Common Stock
2014-11-18
4
C
0
61693
A
3349872
D
Common Stock
2014-11-21
4
D
0
26656
12.10
D
3323216
D
Common Stock
2014-12-03
4
D
0
14565
13.23
D
3308651
D
Common Stock
2014-12-08
4
D
0
18298
13.71
D
3290353
D
Common Stock
2014-12-15
4
D
0
21125
12.44
D
3269228
D
Common Stock
2014-12-22
4
D
0
9553
11.95
D
3259675
D
Common Stock
2015-01-16
4
S
0
5300
12.29
D
3254375
D
Common Stock
2015-01-20
4
S
0
4800
12.47
D
3249575
D
Common Stock
2015-01-20
4
A
0
2714
12.28
D
3252289
D
Series A Convertible Stock
2014-11-18
4
C
0
61693
0
D
Common Stock
61693
0
D
This row amended to reflect the correct Transaction Code (column 3) and/or the correct Amount of Securities Beneficially Owned Following Reported Transaction.
This row added to reflect the conversion of Series A Convertible Preferred Stock into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock had no expiration date. The Series A Convertible Preferred Stock was subject to mandatory conversion because the average closing price of NHTC Common Stock over a consecutive 6-month period equaled or exceeded $10.00 per share.
/s/ Timothy S. Davidson by Power of Attorney
2015-03-05