0001437749-15-004104.txt : 20150305 0001437749-15-004104.hdr.sgml : 20150305 20150305060150 ACCESSION NUMBER: 0001437749-15-004104 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 972-241-4080 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADY GEORGE K CENTRAL INDEX KEY: 0001156133 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 15675682 MAIL ADDRESS: STREET 1: 1301 WATERS RIDGE DR STREET 2: C/O ULTRAK CITY: LEWISVILLE STATE: TX ZIP: 75057 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2014-11-14 2015-01-22 0000912061 NATURAL HEALTH TRENDS CORP NHTC 0001156133 BROADY GEORGE K C/O NATURAL HEALTH TRENDS CORP. 4514 COLE AVE., SUITE 1400 DALLAS TX 75205 1 1 Common Stock 2014-11-14 4 D 0 29750 12 D 3288179 D Common Stock 2014-11-18 4 C 0 61693 A 3349872 D Common Stock 2014-11-21 4 D 0 26656 12.10 D 3323216 D Common Stock 2014-12-03 4 D 0 14565 13.23 D 3308651 D Common Stock 2014-12-08 4 D 0 18298 13.71 D 3290353 D Common Stock 2014-12-15 4 D 0 21125 12.44 D 3269228 D Common Stock 2014-12-22 4 D 0 9553 11.95 D 3259675 D Common Stock 2015-01-16 4 S 0 5300 12.29 D 3254375 D Common Stock 2015-01-20 4 S 0 4800 12.47 D 3249575 D Common Stock 2015-01-20 4 A 0 2714 12.28 D 3252289 D Series A Convertible Stock 2014-11-18 4 C 0 61693 0 D Common Stock 61693 0 D This row amended to reflect the correct Transaction Code (column 3) and/or the correct Amount of Securities Beneficially Owned Following Reported Transaction. This row added to reflect the conversion of Series A Convertible Preferred Stock into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock had no expiration date. The Series A Convertible Preferred Stock was subject to mandatory conversion because the average closing price of NHTC Common Stock over a consecutive 6-month period equaled or exceeded $10.00 per share. /s/ Timothy S. Davidson by Power of Attorney 2015-03-05