-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7nz0K03a5jZo0oDPmuHGrUZqKAMuLv5QrWFUsEZRQA86411DfyKQfT8jDs+Fi/9 dhM/Eg/ejphP/gB7vPNTPw== 0001209191-10-021808.txt : 20100409 0001209191-10-021808.hdr.sgml : 20100409 20100409194629 ACCESSION NUMBER: 0001209191-10-021808 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081017 FILED AS OF DATE: 20100409 DATE AS OF CHANGE: 20100409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADY GEORGE K CENTRAL INDEX KEY: 0001156133 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26272 FILM NUMBER: 10743614 MAIL ADDRESS: STREET 1: 1301 WATERS RIDGE DR STREET 2: C/O ULTRAK CITY: LEWISVILLE STATE: TX ZIP: 75057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2050 DIPLOMAT DRIVE STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 972-241-4080 MAIL ADDRESS: STREET 1: 2050 DIPLOMAT DRIVE STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75234 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0203 3/A 2008-10-17 2008-10-27 0 0000912061 NATURAL HEALTH TRENDS CORP BHIP 0001156133 BROADY GEORGE K 751 CANYON DRIVE COPPELL TX 75019 1 0 0 0 Common Stock 632700 D Series A Convertible Preferred Stock 1.70 Common Stock 61693 D This line originally reported that Mr. Broady held 693,763 shares of Common Stock, but erroneously included 61,693 shares of Common Stock issuable upon conversion of 61,693 shares of Series A Convertible Preferred Stock owned by Mr. Broady. As a result, the amount of Common Stock beneficially owned following each transaction reported in Table I of each Form 4 filed by Mr. Broady after October 27, 2008 through and including the Form 4 filed by Mr. Broady on March 19, 2010, was overstated by 61,693 shares. The Series A Convertible Preferred Stock became convertible into Common Stock immediately upon issuance. The Series A Convertible Preferred Stock has no expiration date. Each share of Series A Convertible Preferred Stock is convertible into such number of shares of Common Stock as is determined by dividing the Series A Original Issue Price of $1.70 (subject to adjustment) by the Series A Conversion Price of $1.70 (subject to adjustment), so that each share of Series A Convertible Preferred Stock is convertible into one share of Common Stock (subject to adjustment). /s/ Gary C. Wallace by Power of Attorney 2010-04-09 -----END PRIVACY-ENHANCED MESSAGE-----