-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bl9HB7TnZRkgqTIErXpBln95xVX+Dg+0FBK0V9aUMiNWU9nWSl8xgJn3y4+KERO/ Nef6VVTT5PTRnhjebXTs0w== 0001209191-07-039264.txt : 20070628 0001209191-07-039264.hdr.sgml : 20070628 20070628160355 ACCESSION NUMBER: 0001209191-07-039264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070626 FILED AS OF DATE: 20070628 DATE AS OF CHANGE: 20070628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2050 DIPLOMAT DRIVE STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 972-241-4080 MAIL ADDRESS: STREET 1: 2050 DIPLOMAT DRIVE STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75234 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broome Curtis E CENTRAL INDEX KEY: 0001391811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26272 FILM NUMBER: 07946980 BUSINESS ADDRESS: BUSINESS PHONE: 972-241-4080 MAIL ADDRESS: STREET 1: C/O NATURAL HEALTH TRENDS CORP. STREET 2: 2050 DIPLOMAT DRIVE CITY: DALLAS STATE: TX ZIP: 75234 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-06-26 0 0000912061 NATURAL HEALTH TRENDS CORP BHIP 0001391811 Broome Curtis E C/O NATURAL HEALTH TRENDS CORP. 2050 DIPLOMAT DRIVE DALLAS TX 75234 0 1 0 0 President of NHT Global Common Stock 2007-06-26 4 A 0 18750 A 100808 D Stock Options 10.01 2007-06-26 4 D 0 12500 D 2006-11-01 2010-10-31 Common Stock 12500 0 D Stock Options 10.50 2007-06-26 4 D 0 25000 D 2006-11-25 2010-11-25 Common Stock 25000 0 D 18,750 shares of restricted stock were granted to Mr. Broome under Natural Health Trends Corp.'s 2007 Equity Incentive Plan in exchange for the issuer's cancellation under an option exchange program of options to purchase 37,500 shares of common stock that had previously been granted to Mr. Broome under Natural Health Trends Corp.'s 2002 Stock Option Plan. These shares of restricted stock are subject to forfeiture until vested. Two-twelfths of these shares will vest on September 15, 2007. Thereafter, one-twelfth of these shares will vest on December 15, March 15, June 15, and September 15 of each year until fully vested. One third of the granted stock options vested on November 1, 2006. An additional one third of the granted options would have vested annually on November 1, 2007 and 2008. These options were exchanged for 6,250 of the 18,750 shares of restricted stock that Mr. Broome received in the option exchange program described in Footnote 1. One third of the granted stock options vested on November 25, 2006. An additional one third of the granted options would have vested annually on November 25, 2007 and 2008. These options were exchanged for 12,500 of the 18,750 shares of restricted stock that Mr. Broome received in the option exchange program described in Footnote 1. /s/ Gary C. Wallace by Power of Attorney 2007-06-28 -----END PRIVACY-ENHANCED MESSAGE-----