0001104659-16-098908.txt : 20160222 0001104659-16-098908.hdr.sgml : 20160222 20160222174907 ACCESSION NUMBER: 0001104659-16-098908 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 609 DEEP VALLEY DRIVE STREET 2: SUITE 395 (EAST BUILDING) CITY: ROLLING HILLS ESTATES STATE: CA ZIP: 90274 BUSINESS PHONE: 310-541-0888 MAIL ADDRESS: STREET 1: 609 DEEP VALLEY DRIVE STREET 2: SUITE 395 (EAST BUILDING) CITY: ROLLING HILLS ESTATES STATE: CA ZIP: 90274 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADY GEORGE K CENTRAL INDEX KEY: 0001156133 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 161446167 MAIL ADDRESS: STREET 1: 751 CANYON DRIVE, SUITE 100 STREET 2: C/O KINGS III OF AMERICA CITY: COPPELL STATE: TX ZIP: 75019 4/A 1 a4a.xml 4/A X0306 4/A 2012-11-01 2013-01-04 0 0000912061 NATURAL HEALTH TRENDS CORP NHTC 0001156133 BROADY GEORGE K 751 CANYON DRIVE, SUITE 100 COPPELL TX 75019 1 0 0 0 Common Stock 2012-12-26 4 G 0 2419750 0.00 D 122560 D Series A Convertible Stock 2012-12-26 4 G 0 61693 0.00 D Common Stock 61693 0 D Added transaction in which reporting person transferred shares to trust of which the reporting person is not a beneficial owner. Holdings reported in subsequent Forms 4 are deemed amended by subtracting the number of shares so transferred. The Series A Convertible Preferred Stock has no expiration date. The Series A Convertible Preferred Stock is subject to mandatory conversion if the average closing price of NHTC Common Stock over a consecutive 6-month period equals or exceeds $10.00 per share. /s/ George K. Broady 2016-02-22