0001104659-16-098908.txt : 20160222
0001104659-16-098908.hdr.sgml : 20160222
20160222174907
ACCESSION NUMBER: 0001104659-16-098908
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121101
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP
CENTRAL INDEX KEY: 0000912061
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 592705336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 609 DEEP VALLEY DRIVE
STREET 2: SUITE 395 (EAST BUILDING)
CITY: ROLLING HILLS ESTATES
STATE: CA
ZIP: 90274
BUSINESS PHONE: 310-541-0888
MAIL ADDRESS:
STREET 1: 609 DEEP VALLEY DRIVE
STREET 2: SUITE 395 (EAST BUILDING)
CITY: ROLLING HILLS ESTATES
STATE: CA
ZIP: 90274
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROADY GEORGE K
CENTRAL INDEX KEY: 0001156133
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36849
FILM NUMBER: 161446167
MAIL ADDRESS:
STREET 1: 751 CANYON DRIVE, SUITE 100
STREET 2: C/O KINGS III OF AMERICA
CITY: COPPELL
STATE: TX
ZIP: 75019
4/A
1
a4a.xml
4/A
X0306
4/A
2012-11-01
2013-01-04
0
0000912061
NATURAL HEALTH TRENDS CORP
NHTC
0001156133
BROADY GEORGE K
751 CANYON DRIVE, SUITE 100
COPPELL
TX
75019
1
0
0
0
Common Stock
2012-12-26
4
G
0
2419750
0.00
D
122560
D
Series A Convertible Stock
2012-12-26
4
G
0
61693
0.00
D
Common Stock
61693
0
D
Added transaction in which reporting person transferred shares to trust of which the reporting person is not a beneficial owner. Holdings reported in subsequent Forms 4 are deemed amended by subtracting the number of shares so transferred.
The Series A Convertible Preferred Stock has no expiration date. The Series A Convertible Preferred Stock is subject to mandatory conversion if the average closing price of NHTC Common Stock over a consecutive 6-month period equals or exceeds $10.00 per share.
/s/ George K. Broady
2016-02-22