0001104659-16-098904.txt : 20160222 0001104659-16-098904.hdr.sgml : 20160222 20160222174608 ACCESSION NUMBER: 0001104659-16-098904 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121226 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 609 DEEP VALLEY DRIVE STREET 2: SUITE 395 (EAST BUILDING) CITY: ROLLING HILLS ESTATES STATE: CA ZIP: 90274 BUSINESS PHONE: 310-541-0888 MAIL ADDRESS: STREET 1: 609 DEEP VALLEY DRIVE STREET 2: SUITE 395 (EAST BUILDING) CITY: ROLLING HILLS ESTATES STATE: CA ZIP: 90274 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broady John Marvin CENTRAL INDEX KEY: 0001658547 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 161446144 MAIL ADDRESS: STREET 1: 751 CANYON DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broady George Vincent CENTRAL INDEX KEY: 0001658545 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 161446145 MAIL ADDRESS: STREET 1: 751 CANYON DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinbrunner Magdalena CENTRAL INDEX KEY: 0001658548 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 161446146 MAIL ADDRESS: STREET 1: 751 CANYON DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jane Eleanor Broady 2012 Irrevocable Trust CENTRAL INDEX KEY: 0001667156 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 161446147 BUSINESS ADDRESS: STREET 1: 751 CANYON DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 BUSINESS PHONE: 800-354-6473 MAIL ADDRESS: STREET 1: 751 CANYON DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 3 1 a3.xml 3 X0206 3 2012-12-26 0 0000912061 NATURAL HEALTH TRENDS CORP NHTC 0001667156 Jane Eleanor Broady 2012 Irrevocable Trust 751 CANYON DRIVE, SUITE 100 COPPELL TX 75019 0 0 1 0 0001658548 Steinbrunner Magdalena 751 CANYON DRIVE, SUITE 100 COPPELL TX 75019 0 0 1 0 0001658545 Broady George Vincent 751 CANYON DRIVE, SUITE 100 COPPELL TX 75019 0 0 1 0 0001658547 Broady John Marvin 751 CANYON DRIVE, SUITE 100 COPPELL TX 75019 0 0 1 0 Common Stock 2419750 D Series A Convertible Stock Common Stock 61693 D Series A Convertible Preferred Stock convertible into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock has no expiration date. The Series A Convertible Preferred Stock is subject to mandatory conversion if the average closing price of NHTC Common Stock over a consecutive 6-month period equals or exceeds $10.00 per share. Magdalena Steinbrunner, Geoge Vincent Broady and John Marvin Broady are filing in their capacities of trustees of The Jane Eleanor Broady 2012 Irrevocable Trust, but their filing obligation terminated as of August 2015. /s/ Magdalena Steinbrunner, as Trustee 2016-02-22