-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FDxS5ouJhsGoxlk1z/Mr/pvmdV0S3ektgVYW+eoPPqTkuCc/9KBEmUPI3F/Wol40 JJAS3k9NCgZqM5WIWB38qQ== 0000894579-97-000114.txt : 19970815 0000894579-97-000114.hdr.sgml : 19970815 ACCESSION NUMBER: 0000894579-97-000114 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970804 FILED AS OF DATE: 19970814 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 592705336 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26272 FILM NUMBER: 97662356 BUSINESS ADDRESS: STREET 1: 2001 WEST SAMPLE RD CITY: POMPANO BEACH STATE: FL ZIP: 33064 BUSINESS PHONE: 9549699771 MAIL ADDRESS: STREET 1: 2001 WEST SAMPLE ROAD CITY: POMPANO BEACH STATE: FL ZIP: 33064 COMPANY DATA: COMPANY CONFORMED NAME: WOLFSON SIR BRIAN CENTRAL INDEX KEY: 0001044327 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 417 WEIBECK ST CITY: LONDON ENGLAND BUSINESS PHONE: 011441714866216 MAIL ADDRESS: STREET 1: 417 WEIBECK ST CITY: LONDON ENGLAND 3 1 FORM 3 FOR NATURAL HEALTH TRENDS CORP.
FORM 3 ------------------------------- OMB APPROVAL ------------------------------- OMB number: 3235-0104 Expires: April 30, 1997 Estimated average burden hours per response..........0.5 ------------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------------------------------------------------------------- | | 1. Name and Address of Reporting Person | 2. Date of Event Re- | 4. Issuer Name and Ticker or Trading Symbol | quiring Statement | Wolrson Sir Brian G. | (Month/Day/Year) | NATURAL HEALTH TRENDS CORP. (NHTC) - ----------------------------------------------| |--------------------------------------------------------- (Last) (First) (Middle) | 08/04/97 | | | | 5. Relationship of Reporting | 6. If Amendment, Date 44 Welbeck Street | | Person to Issuer | of - ----------------------------------------------|--------------------------| (Check all applicable) | Original (Street) | 3. IRS or Social Se- | | (Month/Day/Year) | curity Number of | X Director __ 10% Owner| | Reporting Person | __ Officer __ Other | | (Voluntary) | (give title (specify | | | below) below) | London England WIM 7HF | | _________________ | | | | - ----------------------------------------------|------------------------------------------------------------------------------------ (City) (State) (Zip) | Table I -- Non-Derivative Securities Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect (Instr. 4) | Beneficially Owned | Form: Direct | Beneficial Ownership | (Instr. 4) | (D) or Indirect | (Instr. 5) | | (I) (Instr. 5) | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | - -------------------------------------------------|----------------------------|------------------------|--------------------------- | | | =================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1473 (8/92)
FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative | 2. Date Exercisable | 3. Title and Amount of | 4. Conver- | 5. Owner- | 6. Nature of Security | and Expiration | Securities Underlying | sion or | ship | Indirect (Instr. 4) | Date | Derivative Security | Exercise | Form of | Beneficial | (Month/Day/Year) | (Instr. 4) | Price of | Deriv- | Ownership | | | Deri- | ative | (Instr. 5) | | | vative | Security: | | | | Security | Direct | |------------------------|------------------------------| | (D) or | | Date | Expira- | Title | Amount or | | Indirect | | Exer- | tion | | Number of | | (I) | | cisable | Date | | Shares | | (Instr. 5)| - --------------------------|------------|-----------|--- ---------|----------------|----------------|---------------|---------------- Options (right to buy)[1] | 08/04/98 | 07/04/07 |Common Stock,| 400,000 | $0.59375 | D | | | |$.001 par | | | | | | |value | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- Options (right to buy)[1] | 08/04/98 | 07/04/07 |Common Stock,| 400,000 | $0.59375 | D | | | |$.001 par | | | | | | |value | | | | | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - --------------------------|------------|-----------|-------------|----------------|----------------|---------------|---------------- | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: Note 1: Consists entirely of non-qualified stock options granted by NHTC. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Sir Brian Wolfson August 14, 1997 ----------------------------- --------------- Note: File three copies of this Form, one of which must be manually signed. ** Signature of Reporting Date If space provided is insufficient, See Instruction 6 for procedure. Person Page 2 SEC 1473 (8/92)
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