0001638599-16-000712.txt : 20160301
0001638599-16-000712.hdr.sgml : 20160301
20160301162219
ACCESSION NUMBER: 0001638599-16-000712
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC.
CENTRAL INDEX KEY: 0000911649
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 561581761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1521 CONCORD PIKE
STREET 2: SUITE 301
CITY: WILMINGTON
STATE: DE
ZIP: 19803
BUSINESS PHONE: 3028247062
MAIL ADDRESS:
STREET 1: 1521 CONCORD PIKE
STREET 2: SUITE 301
CITY: WILMINGTON
STATE: DE
ZIP: 19803
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC
DATE OF NAME CHANGE: 20130717
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEGIC DIAGNOSTICS INC/DE/
DATE OF NAME CHANGE: 19970103
FORMER COMPANY:
FORMER CONFORMED NAME: ENSYS ENVIRONMENTAL PRODUCTS INC /DE/
DATE OF NAME CHANGE: 19930907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RILEY BRYANT R
CENTRAL INDEX KEY: 0001207269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36696
FILM NUMBER: 161473532
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD STE 810
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley & Co., LLC
CENTRAL INDEX KEY: 0001337002
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36696
FILM NUMBER: 161473533
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD.
STREET 2: STE. 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-966-1444
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD.
STREET 2: STE. 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: B. Riley & Co., Inc.
DATE OF NAME CHANGE: 20050824
4
1
doc4_3579.xml
PRIMARY DOCUMENT
X0306
4
2016-02-29
1
0000911649
SPECIAL DIVERSIFIED OPPORTUNITIES INC.
SDOI
0001337002
B. Riley & Co., LLC
11100 SANTA MONICA BLVD.
STE. 800
LOS ANGELES
CA
90025
0
0
1
0
0001207269
RILEY BRYANT R
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
Common Stock
2016-02-29
4
S
0
3504172
1.1788
D
0
I
By B. Riley and Co., LLC
1. This Form 4 is filed jointly by Bryant R. Riley and B. Riley and Co., LLC (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be member of a reporting group.
2. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
3. Beneficially owned by B. Riley and Co., LLC. Mr. Riley is serving as the Chairman of B. Riley and Co., LLC and Chief Executive Officer of B. Riley Financial Inc., the parent company of B. Riley and Co., LLC. By virtue of his relationship with B. Riley and Co., LLC, Mr. Riley may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.
As of February 29, 2016 Reporting Persons have disgorged $132,731.11 in short swing profits in connection with a matchable purchase by B. Riley and Co., LLC of 742,344 shares on December 18, 2015 at a purchase price of 1.00 a share.
/s/Bryant R. Riley
2016-03-01
/s/Bryant R. Riley
2016-03-01