0001571049-17-005929.txt : 20170613 0001571049-17-005929.hdr.sgml : 20170613 20170613200804 ACCESSION NUMBER: 0001571049-17-005929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170609 FILED AS OF DATE: 20170613 DATE AS OF CHANGE: 20170613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC. CENTRAL INDEX KEY: 0000911649 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 561581761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3028247062 MAIL ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC DIAGNOSTICS INC/DE/ DATE OF NAME CHANGE: 19970103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estus Ian CENTRAL INDEX KEY: 0001609170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36696 FILM NUMBER: 17910092 MAIL ADDRESS: STREET 1: 460 HERNDON PARKWAY STREET 2: SUITE 150 CITY: HERNDON STATE: VA ZIP: 20170 4 1 t1701832_f4-estus.xml FORM 4 X0306 4 2017-06-09 0 0000911649 STANDARD DIVERSIFIED OPPORTUNITIES INC. SDOPA 0001609170 Estus Ian C/O SDOI 1521 CONCORD PIKE, SUITE 301 WILMINGTON DE 19803 1 1 0 0 President and CEO Common Stock, par value $0.01 2017-05-30 4 J 0 150000 D 0 D Class A Common Stock, par value $0.01 2017-05-30 4 J 0 6000 A 6000 D Class B Common Stock, par value $0.01 2017-06-01 4 J 0 6000 A 6000 D Class A Common Stock, par value $0.01 2017-06-09 4 A 0 85086 A 91086 D Pursuant to a reclassification exempt under Rule 16b-7, the Issuer's previously existing Common Stock ($0.01 par value per share) was reclassified into Class A Common Stock ($0.01 par value per share), immediately and automatically, at a ratio of one (1) share of Class A Common Stock for every twenty-five (25) shares of previously existing Common Stock. On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis. Represents restricted shares granted as employee compensation. These shares will vest in three equal annual installments beginning on the first anniversary of the date of grant. /s/ Ian Estus 2017-06-13