0001571049-17-005702.txt : 20170605
0001571049-17-005702.hdr.sgml : 20170605
20170605180621
ACCESSION NUMBER: 0001571049-17-005702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170605
DATE AS OF CHANGE: 20170605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC.
CENTRAL INDEX KEY: 0000911649
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 561581761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1521 CONCORD PIKE
STREET 2: SUITE 301
CITY: WILMINGTON
STATE: DE
ZIP: 19803
BUSINESS PHONE: 3028247062
MAIL ADDRESS:
STREET 1: 1521 CONCORD PIKE
STREET 2: SUITE 301
CITY: WILMINGTON
STATE: DE
ZIP: 19803
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC.
DATE OF NAME CHANGE: 20130717
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC
DATE OF NAME CHANGE: 20130717
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEGIC DIAGNOSTICS INC/DE/
DATE OF NAME CHANGE: 19970103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WURZER DAVID M
CENTRAL INDEX KEY: 0001207118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36696
FILM NUMBER: 17892481
MAIL ADDRESS:
STREET 1: C/O CURAGEN CORP
STREET 2: 555 LONG WHARF DR. 11TH FL.
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
4
1
t1701768_f4-x6.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-01
0
0000911649
STANDARD DIVERSIFIED OPPORTUNITIES INC.
SDOPA
0001207118
WURZER DAVID M
C/O SDOI
1521 CONCORD PIKE, SUITE 301
WILMINGTON
DE
19803
1
0
0
0
Common Stock, par value $0.01
2017-05-30
4
J
0
15000
D
0
D
Class A Common Stock, par value $0.01
2017-05-30
4
J
0
600
A
600
D
Class A Common Stock, par value $0.01
2017-06-01
4
J
0
2450
A
3050
D
Class B Common Stock, par value $0.01
2017-06-01
4
J
0
3050
A
3050
D
Pursuant to a reclassification exempt under Rule 16b-7, the Issuer's previously existing Common Stock ($0.01 par value per share) was reclassified into Class A Common Stock ($0.01 par value per share), immediately and automatically, at a ratio of one (1) share of Class A Common Stock for every twenty-five (25) shares of previously existing Common Stock.
Represents compensation paid for service on Board of Directors. These shares were granted in May 2016, subject to vesting upon certain events, which vesting requirements were satisfied on June 1, 2017 upon the consummation of certain transactions by the Issuer.
On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis.
/s/ David M. Wurzer
2017-06-05