0001571049-17-005702.txt : 20170605 0001571049-17-005702.hdr.sgml : 20170605 20170605180621 ACCESSION NUMBER: 0001571049-17-005702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC. CENTRAL INDEX KEY: 0000911649 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 561581761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3028247062 MAIL ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC DIAGNOSTICS INC/DE/ DATE OF NAME CHANGE: 19970103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WURZER DAVID M CENTRAL INDEX KEY: 0001207118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36696 FILM NUMBER: 17892481 MAIL ADDRESS: STREET 1: C/O CURAGEN CORP STREET 2: 555 LONG WHARF DR. 11TH FL. CITY: NEW HAVEN STATE: CT ZIP: 06511 4 1 t1701768_f4-x6.xml OWNERSHIP DOCUMENT X0306 4 2017-06-01 0 0000911649 STANDARD DIVERSIFIED OPPORTUNITIES INC. SDOPA 0001207118 WURZER DAVID M C/O SDOI 1521 CONCORD PIKE, SUITE 301 WILMINGTON DE 19803 1 0 0 0 Common Stock, par value $0.01 2017-05-30 4 J 0 15000 D 0 D Class A Common Stock, par value $0.01 2017-05-30 4 J 0 600 A 600 D Class A Common Stock, par value $0.01 2017-06-01 4 J 0 2450 A 3050 D Class B Common Stock, par value $0.01 2017-06-01 4 J 0 3050 A 3050 D Pursuant to a reclassification exempt under Rule 16b-7, the Issuer's previously existing Common Stock ($0.01 par value per share) was reclassified into Class A Common Stock ($0.01 par value per share), immediately and automatically, at a ratio of one (1) share of Class A Common Stock for every twenty-five (25) shares of previously existing Common Stock. Represents compensation paid for service on Board of Directors. These shares were granted in May 2016, subject to vesting upon certain events, which vesting requirements were satisfied on June 1, 2017 upon the consummation of certain transactions by the Issuer. On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis. /s/ David M. Wurzer 2017-06-05